GUGGENHEIM CAPITAL LLC
SEC Form 13F institutional filer · CIK 0001283072
13F-HR · 478 reported holdings · 2026-03-31
Investment manager.
Reported long-US-equity value
$9.61B
Top-10 concentration
26.1%
GUGGENHEIM CAPITAL LLC — $9.61B AUM allocation strategy
GUGGENHEIM CAPITAL LLC files SEC Form 13F and reports $9.61B of long US equity value across 478 reported holdings for 2026-03-31.
Its largest sector bet is Information Technology 21.5%, followed by Communication Services 6.4% and Consumer Discretionary 3.8%.
The top 10 holdings account for 26% of reported value — a broadly spread portfolio. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
GUGGENHEIM CAPITAL LLC — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$9.61B
total across 478 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
26% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$WMT +932K sh · +$120M+$BLK +612K sh · −$4.91M+$NUE +402K sh · +$4.02M
Biggest trims (shares)
−$AMCR −965K sh · −$2.23M−$NVDA −527K sh · −$130M−$AAPL −305K sh · −$109M
Exited to nil (held last quarter, gone now)
$VOO ($541K last qtr)$BR ($338K last qtr)$NVR ($270K last qtr)$TYL ($257K last qtr)$FTV ($234K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Semiconductors9.9%—
- Interactive Media & Services5.4%—
- Technology Hardware, Storage & Peripherals3.9%—
- Semiconductor Materials & Equipment3.3%—
- Systems Software3.1%—
- Consumer Staples Merchandise Retail3.1%—
- Asset Management & Custody Banks3.0%—
- Broadline Retail2.3%—
- Other holdings66.1%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
10 of 10 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $NVDA | NVIDIA Corporation | 2.59M | $451M | -527K | 4.7% |
| $AAPL | Apple Inc | 1.46M | $372M | -305K | 3.9% |
| $MSFT | Microsoft Corporation | 804K | $298M | -141K | 3.1% |
| $AVGO | Broadcom Inc | 779K | $241M | -81.9K | 2.5% |
| $AMZN | Amazon.com Inc | 1.07M | $224M | -204K | 2.3% |
| $GOOG | Alphabet Inc. Class C Capital Stock | 719K | $207M | -147K | 2.2% |
| $BLK | BlackRock Inc | 15.9M | $192M | +612K | 2.0% |
| $META | Meta Platforms Inc | 333K | $189M | -64K | 2.0% |
| $LRCX | Lam Research Corporation | 814K | $174M | -79.3K | 1.8% |
| $WMT | Walmart Inc | 1.27M | $158M | +932K | 1.6% |
…and 468 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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