Essex Financial Services, Inc.
SEC Form 13F institutional filer · CIK 0001315785
13F-HR · 336 reported holdings · 2026-03-31
Essex Financial Services, Inc. is a financial services firm.
Reported long-US-equity value
$1.16B
Top-10 concentration
42.0%
Essex Financial Services, Inc. — $1.16B AUM allocation strategy
Essex Financial Services, Inc. files SEC Form 13F and reports $1.16B of long US equity value across 336 reported holdings for 2026-03-31.
Its largest sector bet is Information Technology 13.3%, followed by Financials 10.1% and Communication Services 4.0%.
The top 10 holdings account for 42% of reported value — a broadly spread portfolio. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
Essex Financial Services, Inc. — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$1.16B
total across 336 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
42% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$TROW +56.4K sh · +$1.38M+$IVZ +44K sh · +$3.17M+$SCHW +16.3K sh · +$667K
Biggest trims (shares)
−$AMCR −56.5K sh · +$48.5K−$DVN −11.9K sh · −$280K−$ADM −11.5K sh · −$552K
Exited to nil (held last quarter, gone now)
$APP ($702K last qtr)$EXPE ($368K last qtr)$PPL ($362K last qtr)$LVS ($253K last qtr)$VRSK ($253K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Technology Hardware, Storage & Peripherals7.1%—
- Asset Management & Custody Banks7.1%—
- Interactive Media & Services4.0%—
- Systems Software3.4%—
- Pharmaceuticals3.2%—
- Semiconductors2.8%—
- Integrated Oil & Gas2.0%—
- Broadline Retail2.0%—
- Other holdings68.3%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
5 of 5 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $AAPL | Apple Inc | 324K | $82.1M | +1.6K | 7.1% |
| $IVZ | Invesco Ltd | 782K | $60.7M | +44K | 5.2% |
| $MSFT | Microsoft Corporation | 105K | $39M | +1.15K | 3.4% |
| $NVDA | NVIDIA Corporation | 185K | $32.2M | +2.02K | 2.8% |
| $GOOG | Alphabet Inc. Class C Capital Stock | 112K | $32.1M | -832 | 2.8% |
…and 331 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
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How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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