Westend Capital Management, LLC
SEC Form 13F institutional filer · CIK 0001331997
13F-HR · 147 reported holdings · 2026-03-31
Reported long-US-equity value
$0.20B
Top-10 concentration
71.4%
Westend Capital Management, LLC — $197M AUM allocation strategy
Westend Capital Management, LLC files SEC Form 13F and reports $197M of long US equity value across 147 reported holdings for 2026-03-31.
Its largest sector bet is Industrials 41.3%, followed by Financials 11.3% and Health Care 10.9%.
The top 10 holdings account for 71% of reported value — a conviction-weighted book concentrated in its best ideas. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
Westend Capital Management, LLC — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$197M
total across 147 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
71% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$FCX +4.46K sh · +$2.67M+$SCHW +2.36K sh · −$453K+$AXP +989 sh · −$2.03M
Biggest trims (shares)
−$NFLX −72.1K sh · −$6.76M−$BA −63.3K sh · −$15.2M−$GE −36.7K sh · −$12.1M
Exited to nil (held last quarter, gone now)
$WYNN ($12.1M last qtr)$QQQ ($67K last qtr)$UBER ($22.5K last qtr)$SO ($13.6K last qtr)$FICO ($8.45K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Aerospace & Defense19.4%—
- Pharmaceuticals10.9%—
- Construction & Engineering9.9%—
- Copper9.1%—
- Construction Machinery & Heavy Transportation Equipment7.1%—
- Technology Hardware, Storage & Peripherals6.7%—
- Broadline Retail5.9%—
- Interactive Media & Services5.8%—
- Other holdings25.1%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
10 of 10 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $PWR | Quanta Services Inc | 35.5K | $19.5M | -113 | 9.9% |
| $FCX | Freeport-McMoRan Inc | 306K | $18M | +4.46K | 9.1% |
| $BA | Boeing Company | 81K | $16.1M | -63.3K | 8.2% |
| $CAT | Caterpillar Inc | 19.7K | $13.9M | +435 | 7.1% |
| $MRK | Merck & Company Inc | 112K | $13.5M | +938 | 6.9% |
| $AAPL | Apple Inc | 51.8K | $13.1M | -29.6K | 6.7% |
| $HWM | Howmet Aerospace Inc | 51.7K | $11.9M | -22.8K | 6.0% |
| $AMZN | Amazon.com Inc | 55.7K | $11.6M | +837 | 5.9% |
| $GOOG | Alphabet Inc. Class C Capital Stock | 39.7K | $11.4M | +743 | 5.8% |
| $SCHW | Charles Schwab Corporation | 124K | $11.4M | +2.36K | 5.8% |
…and 137 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
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How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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