SCOTIA CAPITAL INC.
SEC Form 13F institutional filer · CIK 0001335644
13F-HR · 337 reported holdings · 2026-03-31
Scotia Capital Inc. is a broker-dealer.
Reported long-US-equity value
$11.22B
Top-10 concentration
48.7%
SCOTIA CAPITAL INC. — $11.2B AUM allocation strategy
SCOTIA CAPITAL INC. files SEC Form 13F and reports $11.2B of long US equity value across 337 reported holdings for 2026-03-31.
Its largest sector bet is Information Technology 22.2%, followed by Financials 12.7% and Communication Services 10.9%.
The top 10 holdings account for 49% of reported value — a broadly spread portfolio. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
SCOTIA CAPITAL INC. — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$11.2B
total across 337 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
49% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$LRCX +250K sh · +$55.6M+$INTC +227K sh · +$1.61M+$PANW +190K sh · +$18.9M
Biggest trims (shares)
−$ACN −272K sh · −$80.9M−$GOOG −172K sh · −$102M−$IVZ −155K sh · −$449K
Exited to nil (held last quarter, gone now)
$CI ($1.98M last qtr)$LVS ($1.87M last qtr)$FOX ($1.87M last qtr)$SYF ($1.78M last qtr)$CDNS ($1.67M last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Interactive Media & Services10.9%—
- Systems Software8.2%—
- Technology Hardware, Storage & Peripherals7.4%—
- Semiconductors6.5%—
- Broadline Retail5.7%—
- Consumer Staples Merchandise Retail5.4%—
- Diversified Banks4.3%—
- Transaction & Payment Processing Services4.2%—
- Other holdings47.4%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
10 of 10 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $AAPL | Apple Inc | 3.28M | $832M | -442 | 7.4% |
| $MSFT | Microsoft Corporation | 2.2M | $815M | +170K | 7.3% |
| $AMZN | Amazon.com Inc | 3.08M | $641M | +18.3K | 5.7% |
| $NVDA | NVIDIA Corporation | 3.28M | $571M | +10.4K | 5.1% |
| $GOOG | Alphabet Inc. Class C Capital Stock | 1.87M | $539M | -172K | 4.8% |
| $JPM | JP Morgan Chase & Co | 1.63M | $477M | -74.4K | 4.3% |
| $V | Visa Inc | 1.55M | $469M | -34.4K | 4.2% |
| $GOOGL | Alphabet Inc | 1.37M | $393M | -54.5K | 3.5% |
| $COST | Costco Wholesale Corporation | 389K | $387M | -4.98K | 3.5% |
| $BRK.B | Berkshire Hathaway Inc.-Class B | 693K | $332M | -11.8K | 3.0% |
…and 327 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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