Phocas Financial Corp.
SEC Form 13F institutional filer · CIK 0001356783
13F-HR · 33 reported holdings · 2026-03-31
Reported long-US-equity value
$0.05B
Top-10 concentration
79.3%
Phocas Financial Corp. — $47.4M AUM allocation strategy
Phocas Financial Corp. files SEC Form 13F and reports $47.4M of long US equity value across 33 reported holdings for 2026-03-31.
Its largest sector bet is Communication Services 30.9%, followed by Health Care 14.9% and Real Estate 13.2%.
The top 10 holdings account for 79% of reported value — a conviction-weighted book concentrated in its best ideas. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
Phocas Financial Corp. — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$47.4M
total across 33 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
79% of value
higher = narrower conviction; lower = spread / hedging
Biggest trims (shares)
−$META −36.2K sh · −$12M−$O −34.6K sh · −$10.9M−$SCHW −5.13K sh · −$4.31M
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Interactive Media & Services30.9%—
- Biotechnology12.0%—
- Retail REITs11.7%—
- Investment Banking & Brokerage7.8%—
- Semiconductors4.9%—
- Technology Hardware, Storage & Peripherals4.8%—
- Systems Software3.2%—
- Electrical Components & Equipment3.1%—
- Other holdings21.6%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
9 of 9 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $META | Meta Platforms Inc | 130K | $11.6M | -36.2K | 24.5% |
| $ABBV | AbbVie Inc | 26.2K | $5.71M | +0 | 12.0% |
| $O | Realty Income Corporation | 123K | $5.1M | -34.6K | 10.7% |
| $SCHW | Charles Schwab Corporation | 149K | $3.73M | -5.13K | 7.9% |
| $GOOG | Alphabet Inc. Class C Capital Stock | 8.52K | $2.45M | -260 | 5.2% |
| $NVDA | NVIDIA Corporation | 13.4K | $2.33M | +0 | 4.9% |
| $AAPL | Apple Inc | 8.85K | $2.25M | -154 | 4.7% |
| $MSFT | Microsoft Corporation | 4.08K | $1.51M | +0 | 3.2% |
| $ETN | Eaton Corporation PLC | 4.09K | $1.46M | +0 | 3.1% |
…and 24 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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