Baker Avenue Asset Management, LP
SEC Form 13F institutional filer · CIK 0001432529
13F-HR · 360 reported holdings · 2026-03-31
Wealth management firm.
Reported long-US-equity value
$3.05B
Top-10 concentration
45.0%
Baker Avenue Asset Management, LP — $3.05B AUM allocation strategy
Baker Avenue Asset Management, LP files SEC Form 13F and reports $3.05B of long US equity value across 360 reported holdings for 2026-03-31.
Its largest sector bet is Information Technology 20.5%, followed by Financials 8.4% and Communication Services 4.1%.
The top 10 holdings account for 45% of reported value — a broadly spread portfolio. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
Baker Avenue Asset Management, LP — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$3.05B
total across 360 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
45% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$IVV +78.1K sh · +$1.41M+$IWM +75.3K sh · +$962K+$NOW +74.4K sh · +$7.03M
Biggest trims (shares)
−$AFL −73.9K sh · −$8.11M−$UBER −36.8K sh · −$5.09M−$GLW −36.7K sh · +$5.26M
Exited to nil (held last quarter, gone now)
$GEN ($513K last qtr)$TAP ($342K last qtr)$LDOS ($293K last qtr)$XYL ($279K last qtr)$DASH ($273K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Technology Hardware, Storage & Peripherals7.8%—
- Semiconductors7.2%—
- Systems Software4.2%—
- Investment Banking & Brokerage2.7%—
- Broadline Retail2.3%—
- Interactive Media & Services2.3%—
- Diversified Banks2.1%—
- Asset Management & Custody Banks1.9%—
- Other holdings69.5%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
6 of 6 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $AAPL | Apple Inc | 930K | $236M | +53K | 7.8% |
| $NVDA | NVIDIA Corporation | 1.25M | $218M | +20.2K | 7.2% |
| $MSFT | Microsoft Corporation | 347K | $129M | +52.6K | 4.2% |
| $SCHW | Charles Schwab Corporation | 2.9M | $83M | +42.9K | 2.7% |
| $AMZN | Amazon.com Inc | 337K | $70.3M | +19.1K | 2.3% |
| $GOOG | Alphabet Inc. Class C Capital Stock | 243K | $70M | +3.04K | 2.3% |
…and 354 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
Newsletter signup
Free subscription. Daily trading day morning dispatch. No spam.