B. Riley Wealth Advisors, Inc.
SEC Form 13F institutional filer · CIK 0001464811
13F-HR · 312 reported holdings · 2026-03-31
B. Riley Wealth Advisors, Inc. is a registered investment advisor.
Reported long-US-equity value
$1.02B
Top-10 concentration
38.5%
B. Riley Wealth Advisors, Inc. — $1.02B AUM allocation strategy
B. Riley Wealth Advisors, Inc. files SEC Form 13F and reports $1.02B of long US equity value across 312 reported holdings for 2026-03-31.
Its largest sector bet is Information Technology 20.2%, followed by Communication Services 6.1% and Financials 5.9%.
The top 10 holdings account for 38% of reported value — a broadly spread portfolio. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
B. Riley Wealth Advisors, Inc. — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$1.02B
total across 312 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
38% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$IVZ +86.8K sh · +$2.81M+$XLK +14.7K sh · +$625K+$BX +14.2K sh · −$168K
Biggest trims (shares)
−$SCHW −122K sh · −$4.1M−$NVDA −116K sh · −$32.3M−$AAPL −111K sh · −$35.7M
Exited to nil (held last quarter, gone now)
$EME ($968K last qtr)$IBKR ($909K last qtr)$QQQM ($892K last qtr)$FIX ($816K last qtr)$PEG ($598K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Semiconductors9.7%—
- Interactive Media & Services6.1%—
- Technology Hardware, Storage & Peripherals5.4%—
- Asset Management & Custody Banks3.1%—
- Broadline Retail2.9%—
- Systems Software2.9%—
- Application Software2.2%—
- Pharmaceuticals1.9%—
- Other holdings65.9%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
7 of 7 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $NVDA | NVIDIA Corporation | 499K | $82.5M | -116K | 8.1% |
| $AAPL | Apple Inc | 223K | $55.1M | -111K | 5.4% |
| $META | Meta Platforms Inc | 59.4K | $31.9M | -9.08K | 3.1% |
| $AMZN | Amazon.com Inc | 149K | $29.9M | -70.8K | 2.9% |
| $MSFT | Microsoft Corporation | 83.2K | $29.9M | -21.9K | 2.9% |
| $PLTR | Palantir Technologies Inc | 162K | $22.3M | -11.4K | 2.2% |
| $LLY | Eli Lilly and Company | 22.1K | $19.6M | -3.09K | 1.9% |
…and 305 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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