CARY STREET PARTNERS FINANCIAL LLC
SEC Form 13F institutional filer · CIK 0001475045
13F-HR · 366 reported holdings · 2026-03-31
SEC-registered institutional investment manager.
Reported long-US-equity value
$2.17B
Top-10 concentration
28.0%
CARY STREET PARTNERS FINANCIAL LLC — $2.17B AUM allocation strategy
CARY STREET PARTNERS FINANCIAL LLC files SEC Form 13F and reports $2.17B of long US equity value across 366 reported holdings for 2026-03-31.
Its largest sector bet is Information Technology 11.0%, followed by Financials 7.2% and Communication Services 5.1%.
The top 10 holdings account for 28% of reported value — a broadly spread portfolio. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
CARY STREET PARTNERS FINANCIAL LLC — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$2.17B
total across 366 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
28% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$NVDA +28.5K sh · +$2.44M+$IVZ +24.4K sh · +$4.89M+$BMY +22.2K sh · +$1.84M
Biggest trims (shares)
−$PFE −112K sh · −$2.35M−$PYPL −79.8K sh · −$4.71M−$SCHW −78.5K sh · −$3.31M
Exited to nil (held last quarter, gone now)
$VEEV ($8.61M last qtr)$LDOS ($1.59M last qtr)$HUM ($581K last qtr)$CLX ($237K last qtr)$FTV ($168K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Technology Hardware, Storage & Peripherals5.5%—
- Interactive Media & Services5.1%—
- Systems Software3.5%—
- Broadline Retail2.2%—
- Asset Management & Custody Banks2.1%—
- Semiconductors1.9%—
- Investment Banking & Brokerage1.9%—
- Multi-Sector Holdings1.8%—
- Other holdings75.9%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
7 of 7 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $AAPL | Apple Inc | 472K | $120M | +5.08K | 5.5% |
| $MSFT | Microsoft Corporation | 207K | $76.7M | +7.6K | 3.5% |
| $GOOGL | Alphabet Inc | 234K | $67.1M | -3.31K | 3.1% |
| $AMZN | Amazon.com Inc | 226K | $47.2M | +4.79K | 2.2% |
| $IVZ | Invesco Ltd | 1.43M | $45.1M | +24.4K | 2.1% |
| $GOOG | Alphabet Inc. Class C Capital Stock | 156K | $44.9M | -1.19K | 2.1% |
| $NVDA | NVIDIA Corporation | 238K | $41.5M | +28.5K | 1.9% |
…and 359 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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