BTS Asset Management, Inc.
SEC Form 13F institutional filer · CIK 0001532842
13F-HR · 17 reported holdings · 2026-03-31
Reported long-US-equity value
$0.01B
Top-10 concentration
70.9%
BTS Asset Management, Inc. — $6.65M AUM allocation strategy
BTS Asset Management, Inc. files SEC Form 13F and reports $6.65M of long US equity value across 17 reported holdings for 2026-03-31.
Its largest sector bet is Communication Services 19.1%, followed by Industrials 16.5% and Utilities 13.4%.
The top 10 holdings account for 71% of reported value — a conviction-weighted book concentrated in its best ideas. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
BTS Asset Management, Inc. — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$6.65M
total across 17 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
71% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$CMCSA +1.01K sh · +$12.9K+$NVDA +234 sh · +$6.6K+$GOOG +124 sh · +$1.16K
Biggest trims (shares)
−$KR −3.57K sh · −$157K−$DIA −873 sh · −$445K−$EXC −393 sh · +$9.49K
Exited to nil (held last quarter, gone now)
$IVZ ($8.7M last qtr)$ED ($742K last qtr)$AEE ($496K last qtr)$ABT ($317K last qtr)$XLE ($312K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Interactive Media & Services11.8%—
- Electric Utilities9.0%—
- Human Resource & Employment Services8.8%—
- Semiconductors7.7%—
- Building Products7.7%—
- Food Retail7.4%—
- Cable & Satellite7.3%—
- Property & Casualty Insurance4.8%—
- Other holdings35.5%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
9 of 9 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $PAYX | Paychex Inc | 6.37K | $586K | — | 8.8% |
| $NVDA | NVIDIA Corporation | 2.95K | $515K | +234 | 7.7% |
| $ALLE | Allegion plc | 3.52K | $511K | — | 7.7% |
| $KR | Kroger Company | 6.79K | $491K | -3.57K | 7.4% |
| $CMCSA | Comcast Corporation | 17K | $487K | +1.01K | 7.3% |
| $GOOG | Alphabet Inc. Class C Capital Stock | 1.38K | $397K | +124 | 6.0% |
| $META | Meta Platforms Inc | 677 | $387K | +109 | 5.8% |
| $EIX | Edison International | 4.7K | $344K | — | 5.2% |
| $ALL | Allstate Corporation | 1.54K | $320K | — | 4.8% |
…and 8 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
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How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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