United Asset Strategies, Inc.
SEC Form 13F institutional filer · CIK 0001539948
13F-HR · 192 reported holdings · 2026-03-31
United Asset Strategies, Inc. is an investment advisory firm.
Reported long-US-equity value
$1.11B
Top-10 concentration
36.8%
United Asset Strategies, Inc. — $1.11B AUM allocation strategy
United Asset Strategies, Inc. files SEC Form 13F and reports $1.11B of long US equity value across 192 reported holdings for 2026-03-31.
Its largest sector bet is Information Technology 18.8%, followed by Financials 9.0% and Communication Services 7.9%.
The top 10 holdings account for 37% of reported value — a broadly spread portfolio. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
United Asset Strategies, Inc. — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$1.11B
total across 192 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
37% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$SBUX +41.9K sh · +$4.3M+$UPS +36.1K sh · +$3.54M+$APD +22.1K sh · +$6.62M
Biggest trims (shares)
−$XLB −116K sh · −$5.14M−$ETR −72.7K sh · −$5.33M−$XLK −40.7K sh · −$8.42M
Exited to nil (held last quarter, gone now)
$GILD ($3.36M last qtr)$DG ($3.23M last qtr)$LEN ($2.82M last qtr)$HON ($2.54M last qtr)$KKR ($1.73M last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Semiconductors8.4%—
- Interactive Media & Services7.9%—
- Systems Software5.2%—
- Technology Hardware, Storage & Peripherals5.2%—
- Broadline Retail4.5%—
- Diversified Banks3.5%—
- Pharmaceuticals2.3%—
- Transaction & Payment Processing Services1.9%—
- Other holdings61.1%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
9 of 9 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $NVDA | NVIDIA Corporation | 392K | $68.4M | +1.47K | 6.2% |
| $GOOG | Alphabet Inc. Class C Capital Stock | 204K | $58.7M | -3.6K | 5.3% |
| $AAPL | Apple Inc | 227K | $57.6M | -2.99K | 5.2% |
| $AMZN | Amazon.com Inc | 240K | $50M | +19.1K | 4.5% |
| $MSFT | Microsoft Corporation | 111K | $41M | +5.52K | 3.7% |
| $META | Meta Platforms Inc | 50.6K | $28.9M | +1.42K | 2.6% |
| $MRK | Merck & Company Inc | 210K | $25.3M | -6.76K | 2.3% |
| $AVGO | Broadcom Inc | 77.7K | $24M | +1.07K | 2.2% |
| $JPM | JP Morgan Chase & Co | 75.2K | $22.1M | +295 | 2.0% |
…and 183 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
Newsletter signup
Free subscription. Daily trading day morning dispatch. No spam.