Spectrum Financial Alliance Ltd LLC
SEC Form 13F institutional filer · CIK 0001566531
13F-HR · 23 reported holdings · 2026-03-31
Reported long-US-equity value
$0.49B
Top-10 concentration
94.2%
Spectrum Financial Alliance Ltd LLC — $490M AUM allocation strategy
Spectrum Financial Alliance Ltd LLC files SEC Form 13F and reports $490M of long US equity value across 23 reported holdings for 2026-03-31.
Its largest sector bet is Industrials 44.4%, followed by Financials 28.8% and Information Technology 19.6%.
The top 10 holdings account for 94% of reported value — a conviction-weighted book concentrated in its best ideas. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
Spectrum Financial Alliance Ltd LLC — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$490M
total across 23 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
94% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$BAC +71K sh · −$3.64M+$QCOM +18.8K sh · −$10.4M+$C +17.4K sh · −$127K
Biggest trims (shares)
−$MU −131K sh · −$30.9M−$SCHW −1.76K sh · −$665K−$COF −32 sh · −$73.6K
Exited to nil (held last quarter, gone now)
$VOO ($446K last qtr)$IVZ ($248K last qtr)$AMZN ($204K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Aerospace & Defense34.3%—
- Diversified Banks27.3%—
- Semiconductors19.5%—
- Agricultural & Farm Machinery10.2%—
- Interactive Media & Services3.0%—
- Investment Banking & Brokerage1.6%—
- Automobile Manufacturers1.4%—
- Paper & Plastic Packaging Products & Materials0.1%—
- Other holdings2.7%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
9 of 9 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $C | Citigroup Inc | 658K | $74.7M | +17.4K | 15.2% |
| $BA | Boeing Company | 339K | $67.6M | +16.9K | 13.8% |
| $LMT | Lockheed Martin Corporation | 104K | $63.1M | +5.39K | 12.9% |
| $BAC | Bank of America Corporation | 1.21M | $58.8M | +71K | 12.0% |
| $DE | Deere & Company | 88.6K | $49.9M | +3.21K | 10.2% |
| $MU | Micron Technology Inc | 125K | $42.1M | -131K | 8.6% |
| $QCOM | QUALCOMM Incorporated | 322K | $41.5M | +18.8K | 8.5% |
| $GE | GE Aerospace | 132K | $37.6M | +7.72K | 7.7% |
| $META | Meta Platforms Inc | 25.3K | $14.5M | — | 2.9% |
…and 14 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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