West Family Investments, Inc.
SEC Form 13F institutional filer · CIK 0001568303
13F-HR · 163 reported holdings · 2026-03-31
Reported long-US-equity value
$0.17B
Top-10 concentration
45.3%
West Family Investments, Inc. — $172M AUM allocation strategy
West Family Investments, Inc. files SEC Form 13F and reports $172M of long US equity value across 163 reported holdings for 2026-03-31.
Its largest sector bet is Information Technology 21.2%, followed by Financials 12.7% and Energy 8.2%.
The top 10 holdings account for 45% of reported value — a broadly spread portfolio. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
West Family Investments, Inc. — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$172M
total across 163 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
45% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$SCHW +65.1K sh · +$1.58M+$ACN +629 sh · +$43.5K+$PEP +205 sh · +$92K
Biggest trims (shares)
−$NVDA −42.4K sh · −$8.7M−$AAPL −23.3K sh · −$7.08M−$GOOG −20.2K sh · −$6.93M
Exited to nil (held last quarter, gone now)
$GOOGL ($867K last qtr)$ROP ($652K last qtr)$ADSK ($500K last qtr)$FICO ($487K last qtr)$TT ($476K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Investment Banking & Brokerage10.1%—
- Semiconductors9.8%—
- Oil & Gas Exploration & Production7.0%—
- Technology Hardware, Storage & Peripherals6.2%—
- Interactive Media & Services5.9%—
- Systems Software4.1%—
- Broadline Retail3.2%—
- Pharmaceuticals2.8%—
- Other holdings50.9%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
10 of 10 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $SCHW | Charles Schwab Corporation | 614K | $17.4M | +65.1K | 10.1% |
| $NVDA | NVIDIA Corporation | 64.9K | $11.3M | -42.4K | 6.6% |
| $AAPL | Apple Inc | 42.1K | $10.7M | -23.3K | 6.2% |
| $MSFT | Microsoft Corporation | 19.1K | $7.08M | -12.6K | 4.1% |
| $GOOG | Alphabet Inc. Class C Capital Stock | 24.5K | $7.04M | -20.2K | 4.1% |
| $EQT | EQT Corporation | 104K | $6.59M | -3.01K | 3.8% |
| $EXE | Expand Energy Corporation | 50K | $5.49M | +0 | 3.2% |
| $AMZN | Amazon.com Inc | 26.1K | $5.43M | -14.9K | 3.2% |
| $AVGO | Broadcom Inc | 12K | $3.71M | -7.38K | 2.2% |
| $META | Meta Platforms Inc | 5.52K | $3.16M | -3.69K | 1.8% |
…and 153 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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