W.G. Shaheen & Associates DBA Whitney & Co
SEC Form 13F institutional filer · CIK 0001577001
13F-HR · 122 reported holdings · 2026-03-31
W.G. Shaheen & Associates DBA Whitney & Co is a registered investment advisor.
Reported long-US-equity value
$0.99B
Top-10 concentration
47.1%
W.G. Shaheen & Associates DBA Whitney & Co — $991M AUM allocation strategy
W.G. Shaheen & Associates DBA Whitney & Co files SEC Form 13F and reports $991M of long US equity value across 122 reported holdings for 2026-03-31.
Its largest sector bet is Information Technology 28.0%, followed by Communication Services 11.3% and Financials 10.2%.
The top 10 holdings account for 47% of reported value — a broadly spread portfolio. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
W.G. Shaheen & Associates DBA Whitney & Co — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$991M
total across 122 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
47% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$CPRT +30.2K sh · −$452K+$AMZN +6.58K sh · −$2.02M+$KO +4.53K sh · +$566K
Biggest trims (shares)
−$WAB −38.1K sh · −$8.09M−$RTX −30.5K sh · −$4.74M−$LULU −12.4K sh · −$2.93M
Exited to nil (held last quarter, gone now)
$NKE ($5.12M last qtr)$BX ($309K last qtr)$PANW ($264K last qtr)$MA ($229K last qtr)$AMCR ($92.5K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Technology Hardware, Storage & Peripherals14.7%—
- Interactive Media & Services11.3%—
- Semiconductors6.7%—
- Systems Software4.8%—
- Broadline Retail3.3%—
- Diversified Banks3.0%—
- Multi-Sector Holdings2.8%—
- Investment Banking & Brokerage2.4%—
- Other holdings51.0%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
9 of 9 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $AAPL | Apple Inc | 572K | $145M | +1.95K | 14.6% |
| $MSFT | Microsoft Corporation | 130K | $48.2M | +4.38K | 4.9% |
| $GOOGL | Alphabet Inc | 156K | $44.7M | +1.59K | 4.5% |
| $GOOG | Alphabet Inc. Class C Capital Stock | 121K | $34.9M | +2.43K | 3.5% |
| $NVDA | NVIDIA Corporation | 195K | $34M | +1.58K | 3.4% |
| $AVGO | Broadcom Inc | 106K | $32.9M | +380 | 3.3% |
| $AMZN | Amazon.com Inc | 157K | $32.7M | +6.58K | 3.3% |
| $META | Meta Platforms Inc | 57K | $32.6M | +274 | 3.3% |
| $JPM | JP Morgan Chase & Co | 99.3K | $29.2M | -239 | 2.9% |
…and 113 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
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How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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