Focused Wealth Management, Inc
SEC Form 13F institutional filer · CIK 0001586052
13F-HR · 116 reported holdings · 2026-03-31
Reported long-US-equity value
$0.40B
Top-10 concentration
60.8%
Focused Wealth Management, Inc — $403M AUM allocation strategy
Focused Wealth Management, Inc files SEC Form 13F and reports $403M of long US equity value across 116 reported holdings for 2026-03-31.
Its largest sector bet is Financials 14.7%, followed by Information Technology 12.9% and Communication Services 5.3%.
The top 10 holdings account for 61% of reported value — a conviction-weighted book concentrated in its best ideas. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
Focused Wealth Management, Inc — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$403M
total across 116 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
61% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$BLK +35.7K sh · +$353K+$NVDA +34.6K sh · +$5.41M+$AMZN +11.8K sh · +$1.52M
Biggest trims (shares)
−$XLF −176K sh · −$11.3M−$T −37K sh · −$690K−$INTC −31.4K sh · −$907K
Exited to nil (held last quarter, gone now)
$DIA ($211K last qtr)$PRU ($208K last qtr)$UBER ($199K last qtr)$SNDK ($142K last qtr)$OXY ($110K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Asset Management & Custody Banks8.6%—
- Technology Hardware, Storage & Peripherals7.2%—
- Interactive Media & Services5.3%—
- Semiconductors3.7%—
- Broadline Retail2.7%—
- Diversified Banks2.5%—
- Automobile Manufacturers2.4%—
- Investment Banking & Brokerage2.4%—
- Other holdings65.2%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
7 of 7 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $AAPL | Apple Inc | 114K | $28.9M | +7.1K | 7.2% |
| $NVDA | NVIDIA Corporation | 86.8K | $15.1M | +34.6K | 3.8% |
| $BLK | BlackRock Inc | 834K | $14.4M | +35.7K | 3.6% |
| $GOOG | Alphabet Inc. Class C Capital Stock | 48.5K | $14M | +4.37K | 3.5% |
| $IVZ | Invesco Ltd | 71.8K | $13.8M | +305 | 3.4% |
| $AMZN | Amazon.com Inc | 53.1K | $11.1M | +11.8K | 2.7% |
| $TSLA | Tesla Inc | 26.5K | $9.86M | +2.17K | 2.4% |
…and 109 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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