Verity Asset Management, Inc.
SEC Form 13F institutional filer · CIK 0001597298
13F-HR · 97 reported holdings · 2026-03-31
Reported long-US-equity value
$0.12B
Top-10 concentration
46.0%
Verity Asset Management, Inc. — $118M AUM allocation strategy
Verity Asset Management, Inc. files SEC Form 13F and reports $118M of long US equity value across 97 reported holdings for 2026-03-31.
Its largest sector bet is Financials 15.7%, followed by Information Technology 11.2% and Consumer Staples 5.4%.
The top 10 holdings account for 46% of reported value — a broadly spread portfolio. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
Verity Asset Management, Inc. — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$118M
total across 97 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
46% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$IVZ +229K sh · +$1.79M+$SCHW +41K sh · +$1.2M+$MOS +3.5K sh · +$142K
Biggest trims (shares)
−$BLK −63.6K sh · −$992K−$GS −19.9K sh · −$1.11M−$SPY −7.77K sh · −$5.78M
Exited to nil (held last quarter, gone now)
$ADP ($526K last qtr)$TRV ($402K last qtr)$ORCL ($388K last qtr)$ROP ($352K last qtr)$SLB ($335K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Asset Management & Custody Banks11.9%—
- Semiconductors4.3%—
- IT Consulting & Other Services4.0%—
- Consumer Staples Merchandise Retail3.9%—
- Systems Software2.9%—
- Pharmaceuticals2.9%—
- Aerospace & Defense2.9%—
- Oil & Gas Exploration & Production2.6%—
- Other holdings64.6%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
8 of 8 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $IVZ | Invesco Ltd | 454K | $11.3M | +229K | 9.6% |
| $IBM | International Business Machines Corporation | 19.3K | $4.69M | +518 | 4.0% |
| $WMT | Walmart Inc | 36.8K | $4.57M | +611 | 3.9% |
| $MSFT | Microsoft Corporation | 9.24K | $3.42M | +1.43K | 2.9% |
| $OXY | Occidental Petroleum Corporation | 46.6K | $3.03M | +3.4K | 2.6% |
| $AMGN | Amgen Inc | 8.22K | $2.89M | +43 | 2.5% |
| $NVDA | NVIDIA Corporation | 16.2K | $2.83M | +571 | 2.4% |
| $BLK | BlackRock Inc | 27.2K | $2.68M | -63.6K | 2.3% |
…and 89 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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