Friedenthal Financial
SEC Form 13F institutional filer · CIK 0001598611
13F-HR · 104 reported holdings · 2026-03-31
Reported long-US-equity value
$0.09B
Top-10 concentration
66.5%
Friedenthal Financial — $93.3M AUM allocation strategy
Friedenthal Financial files SEC Form 13F and reports $93.3M of long US equity value across 104 reported holdings for 2026-03-31.
Its largest sector bet is Financials 22.7%, followed by Information Technology 4.6% and Health Care 2.3%.
The top 10 holdings account for 66% of reported value — a conviction-weighted book concentrated in its best ideas. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
Friedenthal Financial — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$93.3M
total across 104 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
66% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$IVZ +47.5K sh · +$2.27M+$IVV +7.01K sh · +$69.8K+$SCHW +5.46K sh · +$269K
Biggest trims (shares)
−$PSX −7.43K sh · −$951K−$NRG −6.24K sh · −$994K−$HSY −5.32K sh · −$958K
Exited to nil (held last quarter, gone now)
$BG ($1.03M last qtr)$SRE ($1.03M last qtr)$ADM ($1.03M last qtr)$IDXX ($1.03M last qtr)$PWR ($1.01M last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Investment Banking & Brokerage14.3%—
- Asset Management & Custody Banks8.5%—
- Biotechnology2.3%—
- Household Products2.3%—
- Technology Hardware, Storage & Peripherals2.3%—
- Semiconductor Materials & Equipment1.2%—
- Semiconductors1.2%—
- Construction Machinery & Heavy Transportation Equipment1.2%—
- Other holdings66.8%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
7 of 7 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $SCHW | Charles Schwab Corporation | 455K | $12.1M | +5.46K | 13.0% |
| $IVZ | Invesco Ltd | 180K | $7.89M | +47.5K | 8.5% |
| $GS | Goldman Sachs Group Inc | 2.48K | $1.21M | +2.04K | 1.3% |
| $MRNA | Moderna Inc | 21.6K | $1.1M | — | 1.2% |
| $LRCX | Lam Research Corporation | 5.11K | $1.09M | — | 1.2% |
| $MU | Micron Technology Inc | 3.22K | $1.09M | — | 1.2% |
| $BIIB | Biogen Inc | 5.93K | $1.09M | — | 1.2% |
…and 97 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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