Vivaldi Capital Management LP
SEC Form 13F institutional filer · CIK 0001682021
13F-HR · 128 reported holdings · 2026-03-31
Reported long-US-equity value
$0.54B
Top-10 concentration
53.2%
Vivaldi Capital Management LP — $540M AUM allocation strategy
Vivaldi Capital Management LP files SEC Form 13F and reports $540M of long US equity value across 128 reported holdings for 2026-03-31.
Its largest sector bet is Financials 25.3%, followed by Information Technology 19.1% and Health Care 7.0%.
The top 10 holdings account for 53% of reported value — a conviction-weighted book concentrated in its best ideas. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
Vivaldi Capital Management LP — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$540M
total across 128 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
53% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$SPGI +74.4K sh · +$3.93M+$SPYM +27.6K sh · +$880K+$SCHW +16.6K sh · −$1.25M
Biggest trims (shares)
−$META −10.1K sh · −$7.04M−$MDT −9.87K sh · −$2.33M−$BNY −9.34K sh · −$695K
Exited to nil (held last quarter, gone now)
$ADBE ($258K last qtr)$MET ($246K last qtr)$ADP ($244K last qtr)$NCLH ($228K last qtr)$BSX ($220K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Investment Banking & Brokerage17.5%—
- Semiconductors7.0%—
- Technology Hardware, Storage & Peripherals6.9%—
- Semiconductor Materials & Equipment5.2%—
- Financial Exchanges & Data4.4%—
- Interactive Media & Services3.7%—
- Asset Management & Custody Banks3.4%—
- Biotechnology3.0%—
- Other holdings48.9%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
9 of 9 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $SCHW | Charles Schwab Corporation | 2.26M | $73.1M | +16.6K | 13.5% |
| $AAPL | Apple Inc | 147K | $37.4M | -3.38K | 6.9% |
| $AMAT | Applied Materials Inc | 82.7K | $28.3M | -5.96K | 5.2% |
| $SPGI | S&P Global Inc | 518K | $24.1M | +74.4K | 4.5% |
| $GS | Goldman Sachs Group Inc | 259K | $21.6M | +11.2K | 4.0% |
| $NVDA | NVIDIA Corporation | 120K | $20.9M | -759 | 3.9% |
| $GOOG | Alphabet Inc. Class C Capital Stock | 69K | $19.9M | -2.93K | 3.7% |
| $BNY | The Bank of New York Mellon Corporation | 153K | $18.2M | -9.34K | 3.4% |
| $AMGN | Amgen Inc | 46.7K | $16.4M | -2.31K | 3.0% |
…and 119 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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