A&I FINANCIAL SERVICES, LLC
SEC Form 13F institutional filer · CIK 0001728031
13F-HR · 23 reported holdings · 2026-03-31
Reported long-US-equity value
$0.03B
Top-10 concentration
83.4%
A&I FINANCIAL SERVICES, LLC — $27.6M AUM allocation strategy
A&I FINANCIAL SERVICES, LLC files SEC Form 13F and reports $27.6M of long US equity value across 23 reported holdings for 2026-03-31.
Its largest sector bet is Information Technology 26.2%, followed by Communication Services 8.3% and Consumer Discretionary 6.6%.
The top 10 holdings account for 83% of reported value — a conviction-weighted book concentrated in its best ideas. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
A&I FINANCIAL SERVICES, LLC — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$27.6M
total across 23 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
83% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$SPY +2.34K sh · +$1.51M+$GOOGL +185 sh · +$15.6K+$OMC +76 sh · −$44.2K
Biggest trims (shares)
−$NVDA −8.17K sh · −$1.72M−$IVV −3.55K sh · −$826K−$VTWO −1.63K sh · −$198K
Exited to nil (held last quarter, gone now)
$IWM ($41.8M last qtr)$BRK.B ($282K last qtr)$ORCL ($278K last qtr)$QQQ ($246K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Technology Hardware, Storage & Peripherals13.7%—
- Semiconductors10.1%—
- Investment Banking & Brokerage5.3%—
- Interactive Media & Services4.0%—
- Broadline Retail3.5%—
- Electric Utilities3.2%—
- Independent Power Producers & Energy Traders2.6%—
- Advertising2.5%—
- Other holdings55.0%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
8 of 8 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $AAPL | Apple Inc | 14.9K | $3.77M | -671 | 13.6% |
| $NVDA | NVIDIA Corporation | 15.9K | $2.78M | -8.17K | 10.1% |
| $MS | Morgan Stanley | 19.9K | $1.45M | -1.55K | 5.2% |
| $AMZN | Amazon.com Inc | 4.64K | $967K | -700 | 3.5% |
| $EIX | Edison International | 12K | $879K | -486 | 3.2% |
| $AES | The AES Corporation | 50.9K | $717K | -1.6K | 2.6% |
| $OMC | Omnicom Group Inc | 9.25K | $697K | +76 | 2.5% |
| $MSFT | Microsoft Corporation | 1.87K | $691K | +0 | 2.5% |
…and 15 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
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How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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