Sound Income Strategies, LLC
SEC Form 13F institutional filer · CIK 0001730960
13F-HR · 491 reported holdings · 2026-03-31
Investment advisor.
Reported long-US-equity value
$0.85B
Top-10 concentration
30.1%
Sound Income Strategies, LLC — $851M AUM allocation strategy
Sound Income Strategies, LLC files SEC Form 13F and reports $851M of long US equity value across 491 reported holdings for 2026-03-31.
Its largest sector bet is Financials 14.8%, followed by Real Estate 9.9% and Information Technology 7.4%.
The top 10 holdings account for 30% of reported value — a broadly spread portfolio. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
Sound Income Strategies, LLC — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$851M
total across 491 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
30% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$AIG +191K sh · +$2.41M+$SJM +90K sh · +$8.6M+$ACN +61K sh · +$12M
Biggest trims (shares)
−$EVRG −176K sh · −$13.4M−$ADM −49.9K sh · −$3.24M−$PRU −38.4K sh · −$4.35M
Exited to nil (held last quarter, gone now)
$NVR ($52.9K last qtr)$TSCO ($10.2K last qtr)$EFX ($5.05K last qtr)$FICO ($3.13K last qtr)$WTW ($2.31K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Retail REITs5.4%—
- Regional Banks4.5%—
- Asset Management & Custody Banks4.3%—
- Diversified Banks3.4%—
- Advertising3.2%—
- Technology Hardware, Storage & Peripherals2.8%—
- Communications Equipment2.8%—
- Pharmaceuticals2.7%—
- Other holdings71.0%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
9 of 9 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $IVZ | Invesco Ltd | 850K | $36.9M | +40.6K | 4.3% |
| $C | Citigroup Inc | 249K | $28.7M | -20.1K | 3.4% |
| $OMC | Omnicom Group Inc | 356K | $26.7M | -29K | 3.1% |
| $SPG | Simon Property Group Inc | 127K | $23.8M | -868 | 2.8% |
| $AAPL | Apple Inc | 93.2K | $23.8M | +1.74K | 2.8% |
| $CSCO | Cisco Systems Inc | 304K | $23.7M | -1.66K | 2.8% |
| $PFE | Pfizer Inc | 797K | $22.8M | -12.7K | 2.7% |
| $PFG | Principal Financial Group Inc | 244K | $22M | -158 | 2.6% |
| $O | Realty Income Corporation | 353K | $21.8M | -233 | 2.6% |
…and 482 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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