Leonard Rickey Investment Advisors P.L.L.C.
SEC Form 13F institutional filer · CIK 0001731447
13F-HR · 65 reported holdings · 2026-03-31
Reported long-US-equity value
$0.28B
Top-10 concentration
88.5%
Leonard Rickey Investment Advisors P.L.L.C. — $285M AUM allocation strategy
Leonard Rickey Investment Advisors P.L.L.C. files SEC Form 13F and reports $285M of long US equity value across 65 reported holdings for 2026-03-31.
Its largest sector bet is Financials 16.7%, followed by Information Technology 5.1% and Communication Services 1.6%.
The top 10 holdings account for 89% of reported value — a conviction-weighted book concentrated in its best ideas. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
Leonard Rickey Investment Advisors P.L.L.C. — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$285M
total across 65 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
89% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$VOO +40.3K sh · +$2.17M+$IVV +37.2K sh · +$2.83M+$SCHW +20.3K sh · +$1.46M
Biggest trims (shares)
−$VTI −21.5K sh · −$8.56M−$WFC −1.42K sh · −$211K−$SBUX −902 sh · −$43.6K
Exited to nil (held last quarter, gone now)
$BAC ($312K last qtr)$CRM ($274K last qtr)$ADSK ($242K last qtr)$EBAY ($229K last qtr)$BX ($219K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Investment Banking & Brokerage15.1%—
- Semiconductors2.2%—
- Systems Software1.9%—
- Interactive Media & Services1.6%—
- Broadline Retail1.6%—
- Multi-Sector Holdings1.0%—
- Technology Hardware, Storage & Peripherals1.0%—
- Consumer Staples Merchandise Retail1.0%—
- Other holdings74.6%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
7 of 7 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $SCHW | Charles Schwab Corporation | 1.52M | $43M | +20.3K | 15.1% |
| $MSFT | Microsoft Corporation | 14.4K | $5.32M | +179 | 1.9% |
| $MU | Micron Technology Inc | 13.8K | $4.66M | -43 | 1.6% |
| $AMZN | Amazon.com Inc | 22K | $4.58M | +531 | 1.6% |
| $BRK.B | Berkshire Hathaway Inc.-Class B | 6.28K | $3.01M | +21 | 1.1% |
| $AAPL | Apple Inc | 11.7K | $2.96M | +746 | 1.0% |
| $COST | Costco Wholesale Corporation | 2.92K | $2.91M | -96 | 1.0% |
…and 58 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
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How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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