Pflug Koory, LLC
SEC Form 13F institutional filer · CIK 0001740063
13F-HR · 232 reported holdings · 2026-03-31
Reported long-US-equity value
$0.19B
Top-10 concentration
40.8%
Pflug Koory, LLC — $193M AUM allocation strategy
Pflug Koory, LLC files SEC Form 13F and reports $193M of long US equity value across 232 reported holdings for 2026-03-31.
Its largest sector bet is Industrials 17.7%, followed by Information Technology 16.2% and Financials 11.9%.
The top 10 holdings account for 41% of reported value — a broadly spread portfolio. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
Pflug Koory, LLC — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$193M
total across 232 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
41% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$SCHW +31.3K sh · +$808K+$AMZN +1.71K sh · +$169K+$GOOG +1.01K sh · +$13.7K
Biggest trims (shares)
−$AMAT −2.71K sh · +$858K−$GLW −367 sh · +$1.28M−$GS −362 sh · −$29.7K
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Aerospace & Defense9.0%—
- Technology Hardware, Storage & Peripherals6.6%—
- Investment Banking & Brokerage5.6%—
- Construction Machinery & Heavy Transportation Equipment5.1%—
- Multi-Sector Holdings5.0%—
- Semiconductor Materials & Equipment3.2%—
- Systems Software3.2%—
- Pharmaceuticals2.7%—
- Other holdings59.7%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
10 of 10 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $HONA | Honeywell Aerospace Inc | 21 | $15.1M | +0 | 7.8% |
| $AAPL | Apple Inc | 49.9K | $12.7M | -2 | 6.6% |
| $CAT | Caterpillar Inc | 13.8K | $9.81M | -8 | 5.1% |
| $BRK.B | Berkshire Hathaway Inc.-Class B | 20.3K | $9.74M | +162 | 5.0% |
| $SCHW | Charles Schwab Corporation | 309K | $8.2M | +31.3K | 4.3% |
| $AMAT | Applied Materials Inc | 18.3K | $6.26M | -2.71K | 3.2% |
| $MSFT | Microsoft Corporation | 16.6K | $6.14M | +353 | 3.2% |
| $PH | Parker-Hannifin Corporation | 4.22K | $3.78M | +0 | 2.0% |
| $GLW | Corning Incorporated | 27.1K | $3.69M | -367 | 1.9% |
| $GOOG | Alphabet Inc. Class C Capital Stock | 11.9K | $3.43M | +1.01K | 1.8% |
…and 222 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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