FNY Investment Advisers, LLC
SEC Form 13F institutional filer · CIK 0001742998
13F-HR · 120 reported holdings · 2026-03-31
Reported long-US-equity value
$0.00B
Top-10 concentration
43.0%
FNY Investment Advisers, LLC — $56.5K AUM allocation strategy
FNY Investment Advisers, LLC files SEC Form 13F and reports $56.5K of long US equity value across 120 reported holdings for 2026-03-31.
Its largest sector bet is Industrials 18.9%, followed by Consumer Staples 10.0% and Information Technology 9.9%.
The top 10 holdings account for 43% of reported value — a broadly spread portfolio. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
FNY Investment Advisers, LLC — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$56.5K
total across 120 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
43% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$WBD +60K sh · +$1.58K+$CME +12.5K sh · +$3.69K+$KO +10.6K sh · +$835
Biggest trims (shares)
−$KVUE −93.8K sh · −$1.62K−$UNH −32.3K sh · −$10.7K−$NVDA −27.1K sh · −$5.14K
Exited to nil (held last quarter, gone now)
$MPWR ($9.52K last qtr)$MS ($7.53K last qtr)$PM ($4.39K last qtr)$CSCO ($2.56K last qtr)$VTR ($1.87K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Agricultural & Farm Machinery7.6%—
- Financial Exchanges & Data6.6%—
- Rail Transportation5.7%—
- Broadcasting5.1%—
- Semiconductors4.5%—
- Soft Drinks & Non-alcoholic Beverages4.0%—
- Personal Care Products3.5%—
- Aerospace & Defense3.5%—
- Other holdings59.6%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
10 of 10 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $DE | Deere & Company | 7.6K | $4.28K | -1K | 7.6% |
| $CME | CME Group Inc | 12.6K | $3.72K | +12.5K | 6.6% |
| $NSC | Norfolk Southern Corporation | 11.3K | $3.24K | -1.71K | 5.7% |
| $WBD | Warner Bros. Discovery Inc. Series A | 106K | $2.91K | +60K | 5.1% |
| $KVUE | Kenvue Inc | 116K | $2K | -93.8K | 3.5% |
| $BA | Boeing Company | 9.84K | $1.96K | -1.42K | 3.5% |
| $MCD | McDonald's Corporation | 5.3K | $1.65K | +4.42K | 2.9% |
| $PANW | Palo Alto Networks Inc | 10.1K | $1.61K | — | 2.9% |
| $LLY | Eli Lilly and Company | 1.6K | $1.47K | +224 | 2.6% |
| $SNPS | Synopsys Inc | 3.63K | $1.44K | +920 | 2.5% |
…and 110 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
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How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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