Spartan Planning & Wealth Management
SEC Form 13F institutional filer · CIK 0001749283
13F-HR · 55 reported holdings · 2026-03-31
Reported long-US-equity value
$0.06B
Top-10 concentration
64.9%
Spartan Planning & Wealth Management — $62.7M AUM allocation strategy
Spartan Planning & Wealth Management files SEC Form 13F and reports $62.7M of long US equity value across 55 reported holdings for 2026-03-31.
Its largest sector bet is Financials 21.7%, followed by Information Technology 18.8% and Communication Services 5.5%.
The top 10 holdings account for 65% of reported value — a conviction-weighted book concentrated in its best ideas. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
Spartan Planning & Wealth Management — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$62.7M
total across 55 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
65% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$GS +73.7K sh · +$7.14M+$INTC +3.03K sh · +$188K+$WMT +1.4K sh · +$295K
Biggest trims (shares)
−$SPGI −68.2K sh · −$2.89M−$NVDA −24.7K sh · −$4.96M−$AAPL −13.4K sh · −$3.96M
Exited to nil (held last quarter, gone now)
$AMZN ($4.58M last qtr)$MSFT ($3.74M last qtr)$BRK.B ($1.83M last qtr)$V ($919K last qtr)$MA ($876K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Investment Banking & Brokerage12.3%—
- Semiconductors10.7%—
- Financial Exchanges & Data8.0%—
- Technology Hardware, Storage & Peripherals7.1%—
- Interactive Media & Services5.5%—
- Integrated Oil & Gas3.9%—
- Consumer Staples Merchandise Retail3.6%—
- Pharmaceuticals3.5%—
- Other holdings45.3%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
8 of 8 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $GS | Goldman Sachs Group Inc | 74.4K | $7.7M | +73.7K | 12.3% |
| $NVDA | NVIDIA Corporation | 29K | $5.06M | -24.7K | 8.1% |
| $SPGI | S&P Global Inc | 110K | $5.02M | -68.2K | 8.0% |
| $AAPL | Apple Inc | 17.5K | $4.43M | -13.4K | 7.1% |
| $GOOG | Alphabet Inc. Class C Capital Stock | 6.82K | $1.96M | -4.24K | 3.1% |
| $AVGO | Broadcom Inc | 5.29K | $1.64M | -4.36K | 2.6% |
| $XOM | ExxonMobil Holdings Corporation | 9.3K | $1.58M | +381 | 2.5% |
| $GOOGL | Alphabet Inc | 5.34K | $1.53M | -3.38K | 2.4% |
…and 47 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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