Dougherty Wealth Advisers LLC
SEC Form 13F institutional filer · CIK 0001755933
13F-HR · 54 reported holdings · 2026-03-31
Reported long-US-equity value
$0.04B
Top-10 concentration
80.3%
Dougherty Wealth Advisers LLC — $43.9M AUM allocation strategy
Dougherty Wealth Advisers LLC files SEC Form 13F and reports $43.9M of long US equity value across 54 reported holdings for 2026-03-31.
Its largest sector bet is Information Technology 17.9%, followed by Communication Services 7.7% and Financials 5.0%.
The top 10 holdings account for 80% of reported value — a conviction-weighted book concentrated in its best ideas. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
Dougherty Wealth Advisers LLC — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$43.9M
total across 54 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
80% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$VOO +17.8K sh · +$2.46M+$JPM +729 sh · +$111K+$MSFT +527 sh · −$217K
Biggest trims (shares)
−$IVV −48.7K sh · −$4.05M−$QQQ −16.6K sh · −$10.5M−$IWM −3.03K sh · −$575K
Exited to nil (held last quarter, gone now)
$CRM ($410K last qtr)$NOC ($243K last qtr)$DHR ($180K last qtr)$UNH ($168K last qtr)$SBUX ($157K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Technology Hardware, Storage & Peripherals14.4%—
- Interactive Media & Services7.7%—
- Systems Software3.5%—
- Diversified Banks3.0%—
- Rail Transportation1.4%—
- Transaction & Payment Processing Services1.3%—
- Broadline Retail1.0%—
- Multi-Sector Holdings0.7%—
- Other holdings67.1%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
6 of 6 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $AAPL | Apple Inc | 24.9K | $6.31M | -76 | 14.4% |
| $MSFT | Microsoft Corporation | 4.16K | $1.54M | +527 | 3.5% |
| $GOOGL | Alphabet Inc | 4.59K | $1.32M | +0 | 3.0% |
| $JPM | JP Morgan Chase & Co | 4.41K | $1.3M | +729 | 3.0% |
| $GOOG | Alphabet Inc. Class C Capital Stock | 4.32K | $1.24M | +0 | 2.8% |
| $META | Meta Platforms Inc | 1.39K | $798K | +0 | 1.8% |
…and 48 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
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How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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