BROOKS, MOORE & ASSOCIATES, INC.
SEC Form 13F institutional filer · CIK 0001767040
13F-HR · 84 reported holdings · 2026-03-31
Reported long-US-equity value
$0.17B
Top-10 concentration
40.5%
BROOKS, MOORE & ASSOCIATES, INC. — $172M AUM allocation strategy
BROOKS, MOORE & ASSOCIATES, INC. files SEC Form 13F and reports $172M of long US equity value across 84 reported holdings for 2026-03-31.
Its largest sector bet is Health Care 12.5%, followed by Information Technology 9.3% and Consumer Staples 8.9%.
The top 10 holdings account for 41% of reported value — a broadly spread portfolio. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
BROOKS, MOORE & ASSOCIATES, INC. — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$172M
total across 84 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
41% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$SCHW +94.4K sh · +$4.78M+$VZ +14.7K sh · +$1.12M+$SO +1.24K sh · +$447K
Biggest trims (shares)
−$GS −17.4K sh · −$1.74M−$WMT −14.3K sh · −$1.12M−$GOOG −5.44K sh · −$2.19M
Exited to nil (held last quarter, gone now)
$SLB ($494K last qtr)$IVZ ($339K last qtr)$UNH ($243K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Integrated Oil & Gas7.6%—
- Pharmaceuticals6.7%—
- Soft Drinks & Non-alcoholic Beverages6.3%—
- Diversified Banks4.6%—
- Systems Software4.0%—
- Investment Banking & Brokerage3.9%—
- Biotechnology3.5%—
- Interactive Media & Services3.2%—
- Other holdings60.3%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
9 of 9 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $JPM | JP Morgan Chase & Co | 26.9K | $7.9M | -1.36K | 4.6% |
| $JNJ | Johnson & Johnson | 31.8K | $7.78M | -3.24K | 4.5% |
| $XOM | ExxonMobil Holdings Corporation | 41.2K | $7M | -3.69K | 4.1% |
| $KO | Coca-Cola Company | 90.1K | $6.85M | -4.74K | 4.0% |
| $MSFT | Microsoft Corporation | 18.4K | $6.81M | -919 | 4.0% |
| $SCHW | Charles Schwab Corporation | 138K | $6.76M | +94.4K | 3.9% |
| $CVX | Chevron Corporation | 29.3K | $6.07M | -2.75K | 3.5% |
| $ABBV | AbbVie Inc | 27.4K | $5.96M | -1.05K | 3.5% |
| $GOOG | Alphabet Inc. Class C Capital Stock | 19.1K | $5.48M | -5.44K | 3.2% |
…and 75 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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