Bay Harbor Wealth Management, LLC
SEC Form 13F institutional filer · CIK 0001767989
13F-HR · 475 reported holdings · 2026-03-31
Reported long-US-equity value
$0.12B
Top-10 concentration
91.8%
Bay Harbor Wealth Management, LLC — $118M AUM allocation strategy
Bay Harbor Wealth Management, LLC files SEC Form 13F and reports $118M of long US equity value across 475 reported holdings for 2026-03-31.
Its largest sector bet is Financials 29.4%, followed by Information Technology 2.4% and Consumer Discretionary 0.7%.
The top 10 holdings account for 92% of reported value — a conviction-weighted book concentrated in its best ideas. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
Bay Harbor Wealth Management, LLC — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$118M
total across 475 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
92% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$IVV +272K sh · +$10.6M+$CSCO +2.2K sh · +$171K+$BSX +1.51K sh · +$92.2K
Biggest trims (shares)
−$IYY −12K sh · −$2.58M−$SPGI −7.5K sh · −$1.66M−$BLK −7.45K sh · −$1.19M
Exited to nil (held last quarter, gone now)
$FICO ($3.38K last qtr)$IRM ($1.51K last qtr)$TYL ($907 last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Asset Management & Custody Banks15.5%—
- Financial Exchanges & Data13.6%—
- Semiconductors1.0%—
- Interactive Media & Services0.7%—
- Technology Hardware, Storage & Peripherals0.7%—
- Systems Software0.4%—
- Broadline Retail0.4%—
- Automobile Manufacturers0.4%—
- Other holdings67.4%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
8 of 8 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $BLK | BlackRock Inc | 199K | $18.2M | -7.45K | 15.5% |
| $SPGI | S&P Global Inc | 75.7K | $16M | -7.5K | 13.6% |
| $NVDA | NVIDIA Corporation | 5.5K | $959K | +490 | 0.8% |
| $AAPL | Apple Inc | 3.23K | $820K | +321 | 0.7% |
| $GOOG | Alphabet Inc. Class C Capital Stock | 1.84K | $529K | +103 | 0.4% |
| $MSFT | Microsoft Corporation | 1.29K | $478K | -80 | 0.4% |
| $AMZN | Amazon.com Inc | 2.12K | $440K | +286 | 0.4% |
| $TSLA | Tesla Inc | 1.11K | $414K | +11 | 0.4% |
…and 467 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
Newsletter signup
Free subscription. Daily trading day morning dispatch. No spam.