Occidental Asset Management, LLC
SEC Form 13F institutional filer · CIK 0001770994
13F-HR · 147 reported holdings · 2026-03-31
Reported long-US-equity value
$0.58B
Top-10 concentration
48.5%
Occidental Asset Management, LLC — $576M AUM allocation strategy
Occidental Asset Management, LLC files SEC Form 13F and reports $576M of long US equity value across 147 reported holdings for 2026-03-31.
Its largest sector bet is Information Technology 22.8%, followed by Financials 11.8% and Communication Services 5.2%.
The top 10 holdings account for 49% of reported value — a broadly spread portfolio. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
Occidental Asset Management, LLC — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$576M
total across 147 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
49% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$BLK +58.1K sh · +$3.3M+$IVV +43.2K sh · +$2.3M+$SCHW +33.3K sh · +$1.57M
Biggest trims (shares)
−$XLC −27.5K sh · −$3.54M−$AMAT −25.1K sh · −$6.38M−$IWM −14.9K sh · −$6.69M
Exited to nil (held last quarter, gone now)
$TPR ($353K last qtr)$FICO ($333K last qtr)$EXPE ($330K last qtr)$DIS ($295K last qtr)$INCY ($289K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Semiconductors9.9%—
- Technology Hardware, Storage & Peripherals9.1%—
- Interactive Media & Services5.2%—
- Systems Software3.8%—
- Financial Exchanges & Data3.8%—
- Asset Management & Custody Banks3.5%—
- Investment Banking & Brokerage2.8%—
- Construction Machinery & Heavy Transportation Equipment2.3%—
- Other holdings59.5%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
8 of 8 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $NVDA | NVIDIA Corporation | 325K | $56.6M | +7.95K | 9.8% |
| $AAPL | Apple Inc | 181K | $45.9M | +2.51K | 8.0% |
| $MSFT | Microsoft Corporation | 59.6K | $22.1M | +2.73K | 3.8% |
| $SPGI | S&P Global Inc | 209K | $21.8M | +7.22K | 3.8% |
| $BLK | BlackRock Inc | 241K | $20.3M | +58.1K | 3.5% |
| $GOOGL | Alphabet Inc | 60.5K | $17.3M | +3.81K | 3.0% |
| $META | Meta Platforms Inc | 22.6K | $12.9M | -185 | 2.2% |
| $AMZN | Amazon.com Inc | 49.7K | $10.4M | +15.3K | 1.8% |
…and 139 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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