Sound Financial Strategies Group, LLC
SEC Form 13F institutional filer · CIK 0001800620
13F-HR · 65 reported holdings · 2026-03-31
Reported long-US-equity value
$0.04B
Top-10 concentration
63.3%
Sound Financial Strategies Group, LLC — $43.2M AUM allocation strategy
Sound Financial Strategies Group, LLC files SEC Form 13F and reports $43.2M of long US equity value across 65 reported holdings for 2026-03-31.
Its largest sector bet is Information Technology 5.8%, followed by Financials 2.9% and Energy 2.4%.
The top 10 holdings account for 63% of reported value — a conviction-weighted book concentrated in its best ideas. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
Sound Financial Strategies Group, LLC — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$43.2M
total across 65 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
63% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$IVV +21.3K sh · +$2.2M+$NVDA +1.25K sh · +$164K+$AAPL +1.1K sh · +$229K
Biggest trims (shares)
−$FAST −8.47K sh · −$300K−$ES −5.83K sh · −$385K−$ADM −5.58K sh · −$257K
Exited to nil (held last quarter, gone now)
$ADP ($538K last qtr)$ROP ($515K last qtr)$KMB ($496K last qtr)$BRO ($485K last qtr)$WST ($440K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Integrated Oil & Gas2.4%—
- Semiconductors2.4%—
- Technology Hardware, Storage & Peripherals2.3%—
- Investment Banking & Brokerage2.1%—
- Systems Software1.2%—
- Industrial Gases1.2%—
- Interactive Media & Services1.0%—
- Personal Care Products0.9%—
- Other holdings86.4%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
7 of 7 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $NVDA | NVIDIA Corporation | 5.82K | $1.01M | +1.25K | 2.3% |
| $AAPL | Apple Inc | 3.87K | $983K | +1.1K | 2.3% |
| $GS | Goldman Sachs Group Inc | 10.5K | $891K | — | 2.1% |
| $CVX | Chevron Corporation | 2.68K | $554K | -2.79K | 1.3% |
| $MSFT | Microsoft Corporation | 1.44K | $533K | +498 | 1.2% |
| $LIN | Linde plc | 1.04K | $515K | -656 | 1.2% |
| $XOM | ExxonMobil Holdings Corporation | 2.79K | $474K | -4.29K | 1.1% |
…and 58 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
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How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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