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Game Plan Financial Advisors, LLC

SEC Form 13F institutional filer · CIK 0001802952

13F-HR · 118 reported holdings · 2026-03-31

Reported long-US-equity value

$0.17B

Top-10 concentration

67.9%

Game Plan Financial Advisors, LLC — $173M AUM allocation strategy

Game Plan Financial Advisors, LLC files SEC Form 13F and reports $173M of long US equity value across 118 reported holdings for 2026-03-31.

Its largest sector bet is Financials 32.0%, followed by Information Technology 16.2% and Communication Services 10.1%.

The top 10 holdings account for 68% of reported value — a conviction-weighted book concentrated in its best ideas. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.

Game Plan Financial Advisors, LLC — latest SEC 13F insights

Reported long-US-equity value (13F AUM)

$173M

total across 118 reported holdings · 2026-03-31 · excludes shorts, cash, non-US

Top-10 concentration

68% of value

higher = narrower conviction; lower = spread / hedging

Biggest adds (shares)

$XLU$T$IVZ

+$XLU +87.3K sh · +$4.01M+$T +35.1K sh · +$1.26M+$IVZ +27K sh · +$1.02M

Biggest trims (shares)

$UPS$IVV$SCHW

−$UPS −34.5K sh · −$3.42M−$IVV −20K sh · −$2.41M−$SCHW −18.2K sh · −$849K

Added from nil (new positions)

$HSY$CB$HD$XLB$WAT

5 fresh holdings — new conviction

Exited to nil (held last quarter, gone now)

$CRWD$DGX$HOOD$ADBE$DAL

$CRWD ($1.49M last qtr)$DGX ($926K last qtr)$HOOD ($58.2K last qtr)$ADBE ($52.5K last qtr)$DAL ($6.94K last qtr)

Sector allocation (share of reported value)

Financials 32%Information Technology 16%ETFs 15%Communication Services 10%Industrials 6%Consumer Discretionary 5%Consumer Staples 2%Other holdings 13%SECTORS
  • $XLFFinancials32.0%
  • $XLKInformation Technology16.2%
  • ETFs14.9%
  • $XLCCommunication Services10.1%
  • $XLIIndustrials5.8%
  • $XLYConsumer Discretionary5.5%
  • $XLPConsumer Staples2.2%
  • Other holdings13.3%

each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”

Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.

Industry allocation (share of reported value)

Investment Banking & Brokerage 22%Interactive Media & Services 9%Semiconductors 8%Technology Hardware, Storage & Peripherals 7%Broadline Retail 5%Multi-Sector Holdings 5%Electrical Components & Equipment 5%Diversified Banks 3%Other holdings 36%INDUSTRIES
  • Investment Banking & Brokerage22.4%
  • Interactive Media & Services8.6%
  • Semiconductors7.5%
  • Technology Hardware, Storage & Peripherals7.5%
  • Broadline Retail5.5%
  • Multi-Sector Holdings4.7%
  • Electrical Components & Equipment4.6%
  • Diversified Banks2.9%
  • Other holdings36.3%

the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”

Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.

Top S&P 500 holdings

8 of 8 rows · sorted by Value ↓

TickerHoldingSharesValueΔ QoQWeight
$SCHWCharles Schwab Corporation1.12M$32.3M-18.2K18.6%
$GOOGLAlphabet Inc51.8K$14.9M-2.07K8.6%
$NVDANVIDIA Corporation74.9K$13.1M+1.77K7.5%
$AAPLApple Inc51.1K$13M+967.5%
$AMZNAmazon.com Inc45.4K$9.46M-3565.5%
$BRK.BBerkshire Hathaway Inc.-Class B17K$8.17M+1.99K4.7%
$ETNEaton Corporation PLC22.4K$8M+2.56K4.6%
$GSGoldman Sachs Group Inc7.69K$6.5M+2463.8%

…and 110 more holdings in the full 13F filing (top positions only shown).

SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported

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How to read Δ QoQ — the five insight categories, and the caveats

The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.

Conviction & concentration shifts

New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.

Sector & macro allocation rotations

Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.

Crowding & smart-money consensus

When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.

Derivative & option overlays

Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.

Who reads this

Retail "cloners"High-conviction ideas to replicate ~45 days after quarter-end.
Corporate IRWhich funds bought or dumped the stock, before the next call.
Quant / algo tradersCross-sectional factor inputs: flow, momentum, ownership.

Four caveats before you trade on it

  • 45-day lag — holdings are quarter-end; positions may already be closed.
  • Long-only — 13Fs miss shorts, pair trades and cash.
  • No non-US / fixed income — the picture is US equities plus options.
  • Corporate actions — splits and spinoffs distort raw share deltas.

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