WEALTH EFFECTS LLC
SEC Form 13F institutional filer · CIK 0001907254
13F-HR · 107 reported holdings · 2026-03-31
Reported long-US-equity value
$0.21B
Top-10 concentration
55.3%
WEALTH EFFECTS LLC — $209M AUM allocation strategy
WEALTH EFFECTS LLC files SEC Form 13F and reports $209M of long US equity value across 107 reported holdings for 2026-03-31.
Its largest sector bet is Information Technology 32.8%, followed by Consumer Discretionary 7.5% and Communication Services 7.1%.
The top 10 holdings account for 55% of reported value — a conviction-weighted book concentrated in its best ideas. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
WEALTH EFFECTS LLC — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$209M
total across 107 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
55% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$KVUE +33.5K sh · +$576K+$BLK +17.6K sh · −$332K+$WY +7.5K sh · +$196K
Biggest trims (shares)
−$VZ −4.03K sh · +$134K−$BMY −1.8K sh · −$3.99K−$NVDA −1.44K sh · −$2.17M
Exited to nil (held last quarter, gone now)
$TTD ($1.1M last qtr)$ECHO ($391K last qtr)$HOOD ($349K last qtr)$DIS ($313K last qtr)$CMI ($261K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Semiconductors18.6%—
- Technology Hardware, Storage & Peripherals9.8%—
- Interactive Media & Services7.1%—
- Broadline Retail6.3%—
- Diversified Banks4.2%—
- Systems Software3.0%—
- Asset Management & Custody Banks1.7%—
- Integrated Oil & Gas1.5%—
- Other holdings48.0%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
8 of 8 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $NVDA | NVIDIA Corporation | 157K | $27.4M | -1.44K | 13.1% |
| $AAPL | Apple Inc | 80.6K | $20.4M | -1.32K | 9.8% |
| $AMZN | Amazon.com Inc | 63.6K | $13.2M | +1.66K | 6.3% |
| $JPM | JP Morgan Chase & Co | 29.7K | $8.74M | +128 | 4.2% |
| $GOOG | Alphabet Inc. Class C Capital Stock | 29.1K | $8.38M | +84 | 4.0% |
| $MU | Micron Technology Inc | 20.8K | $7.03M | +1.44K | 3.4% |
| $META | Meta Platforms Inc | 11.2K | $6.39M | +162 | 3.1% |
| $MSFT | Microsoft Corporation | 16.9K | $6.26M | +397 | 3.0% |
…and 99 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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