BARNES PETTEY FINANCIAL ADVISORS, LLC
SEC Form 13F institutional filer · CIK 0001908288
13F-HR · 69 reported holdings · 2026-03-31
Reported long-US-equity value
$0.08B
Top-10 concentration
50.8%
BARNES PETTEY FINANCIAL ADVISORS, LLC — $75.4M AUM allocation strategy
BARNES PETTEY FINANCIAL ADVISORS, LLC files SEC Form 13F and reports $75.4M of long US equity value across 69 reported holdings for 2026-03-31.
Its largest sector bet is Financials 20.3%, followed by Information Technology 11.6% and Consumer Staples 7.4%.
The top 10 holdings account for 51% of reported value — a conviction-weighted book concentrated in its best ideas. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
BARNES PETTEY FINANCIAL ADVISORS, LLC — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$75.4M
total across 69 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
51% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$SCHW +14.7K sh · +$980K+$TROW +7.36K sh · +$242K+$BRK.B +1.01K sh · +$351K
Biggest trims (shares)
−$NVDA −3.77K sh · −$959K−$WMT −1.02K sh · +$466K−$IWM −986 sh · −$284K
Exited to nil (held last quarter, gone now)
$DIS ($355K last qtr)$BR ($268K last qtr)$ABT ($216K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Investment Banking & Brokerage11.7%—
- Consumer Staples Merchandise Retail7.4%—
- Semiconductors4.9%—
- Multi-Sector Holdings4.2%—
- Systems Software3.4%—
- Multi-Utilities3.4%—
- Technology Hardware, Storage & Peripherals3.3%—
- Diversified Banks2.4%—
- Other holdings59.2%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
8 of 8 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $SCHW | Charles Schwab Corporation | 185K | $5.62M | +14.7K | 7.4% |
| $WMT | Walmart Inc | 45.1K | $5.6M | -1.02K | 7.4% |
| $NVDA | NVIDIA Corporation | 21.2K | $3.7M | -3.77K | 4.9% |
| $RJF | Raymond James Financial Inc | 22.4K | $3.24M | -253 | 4.3% |
| $BRK.B | Berkshire Hathaway Inc.-Class B | 6.61K | $3.17M | +1.01K | 4.2% |
| $MSFT | Microsoft Corporation | 7.01K | $2.59M | -420 | 3.4% |
| $NEE | NextEra Energy Inc | 27.3K | $2.53M | -134 | 3.4% |
| $AAPL | Apple Inc | 9.76K | $2.48M | -51 | 3.3% |
…and 61 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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