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Carroll Investors, Inc

SEC Form 13F institutional filer · CIK 0001911400

13F-HR · 24 reported holdings · 2026-03-31

Reported long-US-equity value

$0.17B

Top-10 concentration

91.4%

Carroll Investors, Inc — $167M AUM allocation strategy

Carroll Investors, Inc files SEC Form 13F and reports $167M of long US equity value across 24 reported holdings for 2026-03-31.

Its largest sector bet is Information Technology 63.0%, followed by Consumer Discretionary 17.1% and Industrials 8.4%.

The top 10 holdings account for 91% of reported value — a conviction-weighted book concentrated in its best ideas. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.

Carroll Investors, Inc — latest SEC 13F insights

Reported long-US-equity value (13F AUM)

$167M

total across 24 reported holdings · 2026-03-31 · excludes shorts, cash, non-US

Top-10 concentration

91% of value

higher = narrower conviction; lower = spread / hedging

Biggest adds (shares)

$VRT$PLTR$PGR

+$VRT +13.7K sh · +$6.39M+$PLTR +13.6K sh · −$5.01M+$PGR +4.82K sh · +$501K

Biggest trims (shares)

$AAPL$NVDA$CMG

−$AAPL −21.2K sh · −$6.77M−$NVDA −16.3K sh · −$4.75M−$CMG −10.1K sh · −$448K

Added from nil (new positions)

$JPM$NEE$HWM

3 fresh holdings — new conviction

Exited to nil (held last quarter, gone now)

$APO$UNH$APH$V

$APO ($1.85M last qtr)$UNH ($288K last qtr)$APH ($211K last qtr)$V ($206K last qtr)

Sector allocation (share of reported value)

Information Technology 63%Consumer Discretionary 17%Industrials 8%Consumer Staples 5%Communication Services 3%Financials 2%Utilities 0%Health Care 0%Other holdings 0%SECTORS
  • $XLKInformation Technology63.0%
  • $XLYConsumer Discretionary17.1%
  • $XLIIndustrials8.4%
  • $XLPConsumer Staples4.8%
  • $XLCCommunication Services3.1%
  • $XLFFinancials2.4%
  • $XLUUtilities0.5%
  • $XLVHealth Care0.3%
  • Other holdings0.5%

each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”

Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.

Industry allocation (share of reported value)

Semiconductors 21%Application Software 21%Automobile Manufacturers 13%Systems Software 13%Technology Hardware, Storage & Peripherals 9%Electrical Components & Equipment 7%Consumer Staples Merchandise Retail 5%Broadline Retail 3%Other holdings 8%INDUSTRIES
  • Semiconductors21.2%
  • Application Software20.8%
  • Automobile Manufacturers13.3%
  • Systems Software12.5%
  • Technology Hardware, Storage & Peripherals8.5%
  • Electrical Components & Equipment7.1%
  • Consumer Staples Merchandise Retail4.8%
  • Broadline Retail3.5%
  • Other holdings8.3%

the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”

Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.

Top S&P 500 holdings

10 of 10 rows · sorted by Value ↓

TickerHoldingSharesValueΔ QoQWeight
$PLTRPalantir Technologies Inc238K$34.8M+13.6K20.8%
$NVDANVIDIA Corporation140K$24.4M-16.3K14.6%
$TSLATesla Inc60.1K$22.3M-3.12K13.3%
$AAPLApple Inc56.2K$14.3M-21.2K8.5%
$VRTVertiv Holdings LLC47.2K$11.8M+13.7K7.1%
$MSFTMicrosoft Corporation31.3K$11.6M+2256.9%
$AMDAdvanced Micro Devices Inc53.8K$11M+1.48K6.5%
$PANWPalo Alto Networks Inc58.8K$9.43M+9895.6%
$COSTCostco Wholesale Corporation7.61K$7.58M-1.06K4.5%
$AMZNAmazon.com Inc28.1K$5.85M-513.5%

…and 14 more holdings in the full 13F filing (top positions only shown).

SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported

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How to read Δ QoQ — the five insight categories, and the caveats

The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.

Conviction & concentration shifts

New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.

Sector & macro allocation rotations

Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.

Crowding & smart-money consensus

When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.

Derivative & option overlays

Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.

Who reads this

Retail "cloners"High-conviction ideas to replicate ~45 days after quarter-end.
Corporate IRWhich funds bought or dumped the stock, before the next call.
Quant / algo tradersCross-sectional factor inputs: flow, momentum, ownership.

Four caveats before you trade on it

  • 45-day lag — holdings are quarter-end; positions may already be closed.
  • Long-only — 13Fs miss shorts, pair trades and cash.
  • No non-US / fixed income — the picture is US equities plus options.
  • Corporate actions — splits and spinoffs distort raw share deltas.

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