Kestra Investment Management, LLC
SEC Form 13F institutional filer · CIK 0001962449
13F-HR · 183 reported holdings · 2026-03-31
Reported long-US-equity value
$1.57B
Top-10 concentration
85.2%
Kestra Investment Management, LLC — $1.57B AUM allocation strategy
Kestra Investment Management, LLC files SEC Form 13F and reports $1.57B of long US equity value across 183 reported holdings for 2026-03-31.
Its largest sector bet is Financials 14.1%, followed by Information Technology 6.2% and Communication Services 1.1%.
The top 10 holdings account for 85% of reported value — a conviction-weighted book concentrated in its best ideas. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
Kestra Investment Management, LLC — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$1.57B
total across 183 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
85% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$IVV +2.58M sh · +$103M+$BLK +616K sh · +$31.6M+$SPGI +255K sh · +$53.2M
Biggest trims (shares)
−$IVZ −39.2K sh · −$3.84M−$FSMD −26.7K sh · −$452K−$CSCO −25.2K sh · −$1.91M
Exited to nil (held last quarter, gone now)
$RL ($4.15M last qtr)$MSI ($1.94M last qtr)$MCK ($1.82M last qtr)$ZBRA ($1.38M last qtr)$ADBE ($1.33M last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Financial Exchanges & Data7.0%—
- Asset Management & Custody Banks6.4%—
- Semiconductors3.2%—
- Systems Software1.4%—
- Technology Hardware, Storage & Peripherals1.3%—
- Interactive Media & Services1.1%—
- Broadline Retail0.4%—
- Diversified Banks0.4%—
- Other holdings78.7%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
8 of 8 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $SPGI | S&P Global Inc | 521K | $110M | +255K | 7.0% |
| $BLK | BlackRock Inc | 1.89M | $99.6M | +616K | 6.4% |
| $NVDA | NVIDIA Corporation | 167K | $29.1M | +20.2K | 1.9% |
| $MSFT | Microsoft Corporation | 59.2K | $21.9M | +32.6K | 1.4% |
| $AAPL | Apple Inc | 83.1K | $21.1M | +13.3K | 1.3% |
| $GOOG | Alphabet Inc. Class C Capital Stock | 37.9K | $10.9M | -3.5K | 0.7% |
| $AMZN | Amazon.com Inc | 34.2K | $7.12M | -15.4K | 0.5% |
| $AVGO | Broadcom Inc | 22.9K | $7.08M | -3.08K | 0.5% |
…and 175 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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