New England Capital Financial Advisors LLC
SEC Form 13F institutional filer · CIK 0001964652
13F-HR · 211 reported holdings · 2026-03-31
Reported long-US-equity value
$0.06B
Top-10 concentration
71.6%
New England Capital Financial Advisors LLC — $64.7M AUM allocation strategy
New England Capital Financial Advisors LLC files SEC Form 13F and reports $64.7M of long US equity value across 211 reported holdings for 2026-03-31.
Its largest sector bet is Financials 60.9%, followed by Information Technology 5.1% and Consumer Staples 3.9%.
The top 10 holdings account for 72% of reported value — a conviction-weighted book concentrated in its best ideas. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
New England Capital Financial Advisors LLC — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$64.7M
total across 211 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
72% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$TROW +30.4K sh · +$1.05M+$FIS +303 sh · −$13K+$NKE +202 sh · +$7.73K
Biggest trims (shares)
−$SPGI −9.99K sh · −$150K−$IVZ −3.71K sh · +$1.38M−$LUV −699 sh · −$29.8K
Exited to nil (held last quarter, gone now)
$MS ($3M last qtr)$LHX ($49.9K last qtr)$PCAR ($21.9K last qtr)$MRNA ($8.85K last qtr)$HOOD ($7.24K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Asset Management & Custody Banks42.8%—
- Financial Exchanges & Data16.5%—
- Technology Hardware, Storage & Peripherals3.2%—
- Integrated Oil & Gas3.1%—
- Aerospace & Defense1.8%—
- Personal Care Products1.6%—
- Consumer Staples Merchandise Retail1.5%—
- Regional Banks1.0%—
- Other holdings28.5%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
10 of 10 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $IVZ | Invesco Ltd | 377K | $26.5M | -3.71K | 41.0% |
| $SPGI | S&P Global Inc | 227K | $10.6M | -9.99K | 16.4% |
| $AAPL | Apple Inc | 8.17K | $2.07M | -38 | 3.2% |
| $XOM | ExxonMobil Holdings Corporation | 8.4K | $1.43M | +21 | 2.2% |
| $TROW | T. Rowe Price Group Inc | 33.2K | $1.15M | +30.4K | 1.8% |
| $RTX | RTX Corporation | 5.76K | $1.11M | -288 | 1.7% |
| $PG | Procter & Gamble Company | 7.31K | $1.06M | +2 | 1.6% |
| $WMT | Walmart Inc | 8.02K | $996K | +56 | 1.5% |
| $FITB | Fifth Third Bancorp | 14.6K | $676K | -347 | 1.0% |
| $NVDA | NVIDIA Corporation | 3.87K | $675K | -79 | 1.0% |
…and 201 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
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How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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