Compound Planning, Inc.
SEC Form 13F institutional filer · CIK 0001978879
13F-HR · 438 reported holdings · 2026-03-31
SEC-registered institutional investment manager.
Reported long-US-equity value
$1.93B
Top-10 concentration
45.3%
Compound Planning, Inc. — $1.93B AUM allocation strategy
Compound Planning, Inc. files SEC Form 13F and reports $1.93B of long US equity value across 438 reported holdings for 2026-03-31.
Its largest sector bet is Financials 17.8%, followed by Information Technology 13.7% and Communication Services 7.7%.
The top 10 holdings account for 45% of reported value — a broadly spread portfolio. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
Compound Planning, Inc. — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$1.93B
total across 438 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
45% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$IVV +215K sh · +$16.1M+$IWM +103K sh · +$19.2M+$BMY +57.9K sh · +$3.67M
Biggest trims (shares)
−$SCHW −248K sh · −$11.5M−$XLRE −69.6K sh · −$2.8M−$BLK −63.5K sh · −$3.35M
Exited to nil (held last quarter, gone now)
$BRO ($646K last qtr)$WDAY ($605K last qtr)$GEN ($360K last qtr)$FSLR ($311K last qtr)$ARES ($288K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Investment Banking & Brokerage11.1%—
- Interactive Media & Services7.7%—
- Technology Hardware, Storage & Peripherals6.1%—
- Semiconductors5.3%—
- Broadline Retail2.3%—
- Financial Exchanges & Data2.2%—
- Systems Software2.2%—
- Asset Management & Custody Banks1.7%—
- Other holdings61.4%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
8 of 8 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $SCHW | Charles Schwab Corporation | 6.22M | $182M | -248K | 9.4% |
| $AAPL | Apple Inc | 468K | $119M | -1.4K | 6.2% |
| $GOOGL | Alphabet Inc | 220K | $63M | -19.2K | 3.3% |
| $NVDA | NVIDIA Corporation | 346K | $60.4M | -12.6K | 3.1% |
| $AMZN | Amazon.com Inc | 218K | $45.4M | -15.9K | 2.4% |
| $GOOG | Alphabet Inc. Class C Capital Stock | 157K | $45.1M | +1.78K | 2.3% |
| $COIN | Coinbase Global Inc | 247K | $43.1M | -22.4K | 2.2% |
| $MSFT | Microsoft Corporation | 116K | $42.9M | -7.04K | 2.2% |
…and 430 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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