PATRICK M SWEENEY & ASSOCIATES, INC
SEC Form 13F institutional filer · CIK 0002010453
13F-HR · 138 reported holdings · 2026-03-31
Reported long-US-equity value
$0.15B
Top-10 concentration
37.9%
PATRICK M SWEENEY & ASSOCIATES, INC — $149M AUM allocation strategy
PATRICK M SWEENEY & ASSOCIATES, INC files SEC Form 13F and reports $149M of long US equity value across 138 reported holdings for 2026-03-31.
Its largest sector bet is Health Care 20.1%, followed by Financials 13.7% and Information Technology 8.8%.
The top 10 holdings account for 38% of reported value — a broadly spread portfolio. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
PATRICK M SWEENEY & ASSOCIATES, INC — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$149M
total across 138 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
38% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$SCHW +1.46K sh · +$2.17K+$NFLX +405 sh · +$45.9K+$COP +300 sh · +$185K
Biggest trims (shares)
−$NVDA −2.38K sh · −$512K−$WMT −519 sh · +$70.8K−$AAPL −205 sh · −$725K
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Pharmaceuticals9.4%—
- Diversified Banks8.8%—
- Technology Hardware, Storage & Peripherals6.3%—
- Health Care Equipment5.1%—
- Biotechnology3.9%—
- Interactive Media & Services2.8%—
- Systems Software2.6%—
- Investment Banking & Brokerage2.4%—
- Other holdings58.7%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
10 of 10 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $AAPL | Apple Inc | 37K | $9.4M | -205 | 6.3% |
| $ABT | Abbott Laboratories | 74.3K | $7.63M | -64 | 5.1% |
| $JPM | JP Morgan Chase & Co | 23.6K | $6.95M | -74 | 4.7% |
| $BAC | Bank of America Corporation | 127K | $6.19M | +108 | 4.2% |
| $MRK | Merck & Company Inc | 48.1K | $5.78M | +2 | 3.9% |
| $ABBV | AbbVie Inc | 26.5K | $5.77M | +25 | 3.9% |
| $GOOGL | Alphabet Inc | 14.6K | $4.18M | -115 | 2.8% |
| $MSFT | Microsoft Corporation | 10.3K | $3.81M | +15 | 2.6% |
| $SCHW | Charles Schwab Corporation | 88.8K | $3.49M | +1.46K | 2.3% |
| $PFE | Pfizer Inc | 116K | $3.27M | +8 | 2.2% |
…and 128 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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