Pathway Financial Advisers, LLC
SEC Form 13F institutional filer · CIK 0002024152
13F-HR · 108 reported holdings · 2026-03-31
Reported long-US-equity value
$0.26B
Top-10 concentration
28.5%
Pathway Financial Advisers, LLC — $261M AUM allocation strategy
Pathway Financial Advisers, LLC files SEC Form 13F and reports $261M of long US equity value across 108 reported holdings for 2026-03-31.
Its largest sector bet is Information Technology 14.4%, followed by Utilities 4.6% and Health Care 4.6%.
The top 10 holdings account for 28% of reported value — a broadly spread portfolio. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
Pathway Financial Advisers, LLC — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$261M
total across 108 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
28% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$PFE +7.6K sh · +$361K+$MPC +7.17K sh · +$574K+$SMCI +5.8K sh · +$80.4K
Biggest trims (shares)
−$MDT −18.8K sh · −$2M−$PG −8.99K sh · −$1.28M−$GPC −7.68K sh · −$984K
Exited to nil (held last quarter, gone now)
$APD ($2.24M last qtr)$UPS ($1.4M last qtr)$AMT ($679K last qtr)$ACN ($651K last qtr)$NOW ($522K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Semiconductors6.1%—
- Electric Utilities4.6%—
- Steel3.2%—
- Diversified Banks3.1%—
- Biotechnology2.9%—
- Communications Equipment2.4%—
- Integrated Oil & Gas2.4%—
- Retail REITs2.4%—
- Other holdings72.9%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
10 of 10 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $AVGO | Broadcom Inc | 37.2K | $11.5M | +536 | 4.4% |
| $STLD | Steel Dynamics Inc | 45.8K | $8.24M | -1.02K | 3.2% |
| $JPM | JP Morgan Chase & Co | 27.9K | $8.22M | -788 | 3.2% |
| $DUK | Duke Energy Corporation | 58.5K | $7.65M | +1.08K | 2.9% |
| $ABBV | AbbVie Inc | 34.2K | $7.45M | +686 | 2.9% |
| $CSCO | Cisco Systems Inc | 82.2K | $6.37M | -3.42K | 2.4% |
| $CVX | Chevron Corporation | 30.3K | $6.27M | +1.64K | 2.4% |
| $O | Realty Income Corporation | 102K | $6.21M | +1.77K | 2.4% |
| $PEP | PepsiCo Inc | 39.6K | $6.16M | -27 | 2.4% |
| $AAPL | Apple Inc | 24.1K | $6.11M | +59 | 2.3% |
…and 98 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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