Optimize Financial Inc
SEC Form 13F institutional filer · CIK 0002033266
13F-HR · 128 reported holdings · 2026-03-31
Reported long-US-equity value
$0.11B
Top-10 concentration
28.5%
Optimize Financial Inc — $109M AUM allocation strategy
Optimize Financial Inc files SEC Form 13F and reports $109M of long US equity value across 128 reported holdings for 2026-03-31.
Its largest sector bet is Information Technology 53.8%.
The top 10 holdings account for 28% of reported value — a broadly spread portfolio. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
Optimize Financial Inc — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$109M
total across 128 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
28% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$AAPL +10.8K sh · +$2.73M+$PTC +10.7K sh · +$1.31M+$NVDA +7.33K sh · +$1.18M
Biggest trims (shares)
−$NFLX −7.33K sh · −$675K−$LITE −4.59K sh · −$85.1K−$MU −3.12K sh · −$494K
Exited to nil (held last quarter, gone now)
$WBD ($3.56M last qtr)$TKO ($1.62M last qtr)$JBL ($1.52M last qtr)$QCOM ($1.5M last qtr)$MPWR ($1.46M last qtr)
Sector allocation (share of reported value)
- $XLKInformation Technology53.8%—
- Other holdings46.2%—
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Semiconductors12.9%—
- Technology Hardware, Storage & Peripherals11.6%—
- Semiconductor Materials & Equipment11.1%—
- Communications Equipment5.5%—
- Electronic Components5.1%—
- Electronic Equipment & Instruments2.7%—
- Electronic Manufacturing Services2.6%—
- IT Consulting & Other Services2.4%—
- Other holdings46.1%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
10 of 10 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $LITE | Lumentum Holdings Inc | 4.81K | $3.38M | -4.59K | 3.1% |
| $SNDK | Sandisk Corporation | 5.31K | $3.38M | — | 3.1% |
| $STX | Seagate Technology Holdings PLC | 7.94K | $3.11M | — | 2.9% |
| $WDC | Western Digital Corporation | 11.4K | $3.09M | — | 2.8% |
| $KLAC | KLA Corporation | 2.08K | $3.07M | +539 | 2.8% |
| $TER | Teradyne Inc | 10.3K | $3.04M | — | 2.8% |
| $AAPL | Apple Inc | 11.9K | $3.01M | +10.8K | 2.8% |
| $LRCX | Lam Research Corporation | 14.1K | $3M | — | 2.8% |
| $AMD | Advanced Micro Devices Inc | 14.6K | $2.96M | +5.3K | 2.7% |
| $AMAT | Applied Materials Inc | 8.63K | $2.95M | +45 | 2.7% |
…and 118 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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