MINDSET WEALTH MANAGEMENT, LLC
SEC Form 13F institutional filer · CIK 0002044232
13F-HR · 119 reported holdings · 2026-03-31
Reported long-US-equity value
$0.34B
Top-10 concentration
74.8%
MINDSET WEALTH MANAGEMENT, LLC — $344M AUM allocation strategy
MINDSET WEALTH MANAGEMENT, LLC files SEC Form 13F and reports $344M of long US equity value across 119 reported holdings for 2026-03-31.
Its largest sector bet is Information Technology 68.4%, followed by Financials 4.1% and Consumer Discretionary 3.6%.
The top 10 holdings account for 75% of reported value — a conviction-weighted book concentrated in its best ideas. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
MINDSET WEALTH MANAGEMENT, LLC — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$344M
total across 119 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
75% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$OKE +4.21K sh · +$634K+$XOM +2.98K sh · +$1.24M+$MRK +1.74K sh · +$470K
Biggest trims (shares)
−$BKR −1.62K sh · +$196K−$RTX −1.57K sh · −$207K−$COHR −1.42K sh · −$96K
Exited to nil (held last quarter, gone now)
$HD ($688K last qtr)$IRM ($643K last qtr)$FSLR ($549K last qtr)$CI ($521K last qtr)$XYZ ($317K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Semiconductors49.7%—
- Technology Hardware, Storage & Peripherals16.8%—
- Financial Exchanges & Data2.7%—
- Broadline Retail2.1%—
- Interactive Media & Services2.1%—
- Restaurants0.9%—
- Integrated Oil & Gas0.9%—
- Electronic Components0.9%—
- Other holdings24.0%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
10 of 10 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $NVDA | NVIDIA Corporation | 946K | $165M | +558 | 48.0% |
| $AAPL | Apple Inc | 220K | $55.9M | +1.18K | 16.3% |
| $CME | CME Group Inc | 31K | $9.16M | +0 | 2.7% |
| $AMZN | Amazon.com Inc | 35K | $7.29M | +1.31K | 2.1% |
| $GOOG | Alphabet Inc. Class C Capital Stock | 14.3K | $4.12M | -351 | 1.2% |
| $AVGO | Broadcom Inc | 11.4K | $3.54M | -4 | 1.0% |
| $YUM | Yum! Brands Inc | 20.1K | $3.12M | +0 | 0.9% |
| $META | Meta Platforms Inc | 5.4K | $3.09M | +101 | 0.9% |
| $XOM | ExxonMobil Holdings Corporation | 18K | $3.05M | +2.98K | 0.9% |
| $GLW | Corning Incorporated | 21.7K | $2.95M | -792 | 0.9% |
…and 109 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
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How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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