Shum Financial Group, Inc.
SEC Form 13F institutional filer · CIK 0002044675
13F-HR · 63 reported holdings · 2026-03-31
Reported long-US-equity value
$0.08B
Top-10 concentration
50.0%
Shum Financial Group, Inc. — $78.7M AUM allocation strategy
Shum Financial Group, Inc. files SEC Form 13F and reports $78.7M of long US equity value across 63 reported holdings for 2026-03-31.
Its largest sector bet is Information Technology 27.6%, followed by Health Care 8.6% and Financials 8.2%.
The top 10 holdings account for 50% of reported value — a conviction-weighted book concentrated in its best ideas. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
Shum Financial Group, Inc. — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$78.7M
total across 63 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
50% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$AAPL +14.4K sh · +$3.04M+$NVDA +2.26K sh · +$162K+$MSFT +1.13K sh · −$856K
Biggest trims (shares)
−$CVX −948 sh · +$24.2K−$XOM −874 sh · +$161K−$JNJ −488 sh · +$335K
Added from nil (new positions)
None this quarter
Exited to nil (held last quarter, gone now)
None this quarter
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Technology Hardware, Storage & Peripherals15.7%—
- Systems Software7.2%—
- Consumer Staples Merchandise Retail5.6%—
- Pharmaceuticals5.3%—
- Semiconductors4.7%—
- Diversified Banks3.9%—
- Interactive Media & Services3.5%—
- Broadline Retail3.2%—
- Other holdings50.9%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
9 of 9 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $AAPL | Apple Inc | 48.6K | $12.3M | +14.4K | 15.7% |
| $MSFT | Microsoft Corporation | 12.4K | $4.58M | +1.13K | 5.8% |
| $NVDA | NVIDIA Corporation | 21.5K | $3.74M | +2.26K | 4.8% |
| $JPM | JP Morgan Chase & Co | 10.4K | $3.06M | -66 | 3.9% |
| $JNJ | Johnson & Johnson | 11.6K | $2.84M | -488 | 3.6% |
| $WMT | Walmart Inc | 22.3K | $2.77M | -243 | 3.5% |
| $GOOG | Alphabet Inc. Class C Capital Stock | 9.56K | $2.75M | +397 | 3.5% |
| $AMZN | Amazon.com Inc | 12.3K | $2.56M | +334 | 3.3% |
| $BLK | BlackRock Inc | 2.18K | $2.1M | -3 | 2.7% |
…and 54 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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