Whipplewood Advisors, LLC
SEC Form 13F institutional filer · CIK 0002052510
13F-HR · 435 reported holdings · 2026-03-31
Reported long-US-equity value
$0.06B
Top-10 concentration
57.5%
Whipplewood Advisors, LLC — $58M AUM allocation strategy
Whipplewood Advisors, LLC files SEC Form 13F and reports $58M of long US equity value across 435 reported holdings for 2026-03-31.
Its largest sector bet is Financials 38.6%, followed by Information Technology 13.8% and Consumer Discretionary 10.1%.
The top 10 holdings account for 58% of reported value — a conviction-weighted book concentrated in its best ideas. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
Whipplewood Advisors, LLC — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$58M
total across 435 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
58% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$BLK +10.9K sh · +$444+$BX +5.22K sh · +$411K+$NVDA +3.99K sh · +$589K
Biggest trims (shares)
−$IVZ −3.2K sh · −$173K−$PFE −3.06K sh · −$75.4K−$O −2.19K sh · −$118K
Exited to nil (held last quarter, gone now)
$XLE ($38.5K last qtr)$PAYX ($7.07K last qtr)$DOV ($1.37K last qtr)$BR ($1.12K last qtr)$DLTR ($861 last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Asset Management & Custody Banks20.9%—
- Investment Banking & Brokerage17.8%—
- Automobile Manufacturers6.7%—
- Technology Hardware, Storage & Peripherals6.0%—
- Semiconductors4.8%—
- Interactive Media & Services3.6%—
- Systems Software3.1%—
- Restaurants1.8%—
- Other holdings35.4%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
9 of 9 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $SCHW | Charles Schwab Corporation | 215K | $7.72M | +500 | 13.3% |
| $IVZ | Invesco Ltd | 304K | $7.4M | -3.2K | 12.8% |
| $TSLA | Tesla Inc | 10.4K | $3.87M | +95 | 6.7% |
| $AAPL | Apple Inc | 13.7K | $3.49M | +693 | 6.0% |
| $NVDA | NVIDIA Corporation | 12.8K | $2.24M | +3.99K | 3.9% |
| $BLK | BlackRock Inc | 247K | $2.23M | +10.9K | 3.8% |
| $MSFT | Microsoft Corporation | 4.78K | $1.77M | +427 | 3.1% |
| $MS | Morgan Stanley | 215K | $1.59M | +1.57K | 2.7% |
| $GOOG | Alphabet Inc. Class C Capital Stock | 5.02K | $1.44M | +1.04K | 2.5% |
…and 426 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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