CERTIOR FINANCIAL GROUP, LLC
SEC Form 13F institutional filer · CIK 0002055620
13F-HR · 47 reported holdings · 2026-03-31
Reported long-US-equity value
$0.07B
Top-10 concentration
77.7%
CERTIOR FINANCIAL GROUP, LLC — $66.5M AUM allocation strategy
CERTIOR FINANCIAL GROUP, LLC files SEC Form 13F and reports $66.5M of long US equity value across 47 reported holdings for 2026-03-31.
Its largest sector bet is Financials 59.6%, followed by Information Technology 8.1% and Energy 2.7%.
The top 10 holdings account for 78% of reported value — a conviction-weighted book concentrated in its best ideas. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
CERTIOR FINANCIAL GROUP, LLC — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$66.5M
total across 47 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
78% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$SCHW +53.1K sh · +$1.49M+$TROW +13K sh · −$179K+$IVV +4.2K sh · +$204K
Biggest trims (shares)
−$MRK −3.81K sh · −$351K−$XOM −219 sh · +$356K−$LMT −198 sh · +$116K
Exited to nil (held last quarter, gone now)
$BEN ($406K last qtr)$KMB ($271K last qtr)$PRU ($204K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Investment Banking & Brokerage44.1%—
- Asset Management & Custody Banks14.7%—
- Technology Hardware, Storage & Peripherals4.6%—
- Integrated Oil & Gas2.0%—
- Biotechnology1.6%—
- Aerospace & Defense1.6%—
- Application Software1.4%—
- Integrated Telecommunication Services1.3%—
- Other holdings28.8%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
9 of 9 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $SCHW | Charles Schwab Corporation | 1.01M | $29.3M | +53.1K | 44.1% |
| $TROW | T. Rowe Price Group Inc | 245K | $8.77M | +13K | 13.2% |
| $AAPL | Apple Inc | 12.2K | $3.09M | +106 | 4.7% |
| $XOM | ExxonMobil Holdings Corporation | 7.76K | $1.32M | -219 | 2.0% |
| $LMT | Lockheed Martin Corporation | 1.75K | $1.06M | -198 | 1.6% |
| $IVZ | Invesco Ltd | 57.5K | $995K | — | 1.5% |
| $PLTR | Palantir Technologies Inc | 6.16K | $902K | +42 | 1.4% |
| $VZ | Verizon Communications Inc | 17K | $852K | +95 | 1.3% |
| $MSFT | Microsoft Corporation | 1.94K | $718K | -66 | 1.1% |
…and 38 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
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How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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