PTM WEALTH MANAGEMENT, LLC
SEC Form 13F institutional filer · CIK 0002061027
13F-HR · 23 reported holdings · 2026-03-31
Reported long-US-equity value
$0.07B
Top-10 concentration
92.2%
PTM WEALTH MANAGEMENT, LLC — $68.7M AUM allocation strategy
PTM WEALTH MANAGEMENT, LLC files SEC Form 13F and reports $68.7M of long US equity value across 23 reported holdings for 2026-03-31.
Its largest sector bet is Financials 45.1%, followed by Information Technology 7.2% and Utilities 2.7%.
The top 10 holdings account for 92% of reported value — a conviction-weighted book concentrated in its best ideas. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
PTM WEALTH MANAGEMENT, LLC — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$68.7M
total across 23 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
92% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$NVDA +1.75K sh · +$290K+$AMZN +900 sh · +$128K+$AAPL +596 sh · +$54.7K
Biggest trims (shares)
−$SCHW −262K sh · −$6.82M−$XLK −17K sh · −$3.73M−$IVV −85 sh · +$11.5K
Exited to nil (held last quarter, gone now)
$IDXX ($273K last qtr)$V ($229K last qtr)$PANW ($219K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Investment Banking & Brokerage44.3%—
- Technology Hardware, Storage & Peripherals4.7%—
- Electric Utilities2.7%—
- Broadline Retail1.3%—
- Pharmaceuticals1.2%—
- Interactive Media & Services1.0%—
- Semiconductors1.0%—
- Systems Software0.9%—
- Other holdings43.0%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
7 of 7 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $SCHW | Charles Schwab Corporation | 1.08M | $30.5M | -262K | 44.4% |
| $AAPL | Apple Inc | 12.5K | $3.23M | +596 | 4.7% |
| $CEG | Constellation Energy Corporation | 4.14K | $1.14M | -44 | 1.7% |
| $AMZN | Amazon.com Inc | 4.01K | $854K | +900 | 1.2% |
| $GOOG | Alphabet Inc. Class C Capital Stock | 2.33K | $698K | +1 | 1.0% |
| $EXC | Exelon Corporation | 13.9K | $681K | +115 | 1.0% |
| $NVDA | NVIDIA Corporation | 3.66K | $649K | +1.75K | 0.9% |
…and 16 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
Newsletter signup
Free subscription. Daily trading day morning dispatch. No spam.