North Berkeley Wealth Management, LLC
SEC Form 13F institutional filer · CIK 0002062383
13F-HR · 37 reported holdings · 2026-03-31
Reported long-US-equity value
$0.11B
Top-10 concentration
85.5%
North Berkeley Wealth Management, LLC — $109M AUM allocation strategy
North Berkeley Wealth Management, LLC files SEC Form 13F and reports $109M of long US equity value across 37 reported holdings for 2026-03-31.
Its largest sector bet is Financials 27.0%, followed by Information Technology 11.4% and Communication Services 2.7%.
The top 10 holdings account for 86% of reported value — a conviction-weighted book concentrated in its best ideas. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
North Berkeley Wealth Management, LLC — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$109M
total across 37 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
86% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$MS +140K sh · +$10.3M+$IVV +98.8K sh · +$13.5M+$BLK +5.96K sh · −$217K
Biggest trims (shares)
−$IWM −190 sh · −$158K−$CAT −173 sh · +$43.9K−$AXP −144 sh · −$114K
Exited to nil (held last quarter, gone now)
$GS ($551K last qtr)$VOO ($515K last qtr)$BDX ($376K last qtr)$NOC ($304K last qtr)$BAC ($263K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Investment Banking & Brokerage14.7%—
- Asset Management & Custody Banks9.8%—
- Technology Hardware, Storage & Peripherals7.4%—
- Interactive Media & Services2.7%—
- Multi-Sector Holdings2.6%—
- Aerospace & Defense2.0%—
- Semiconductor Materials & Equipment1.6%—
- Semiconductors1.5%—
- Other holdings57.9%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
7 of 7 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $MS | Morgan Stanley | 215K | $15.9M | +140K | 14.6% |
| $BLK | BlackRock Inc | 93.8K | $10.6M | +5.96K | 9.8% |
| $AAPL | Apple Inc | 28.5K | $7.24M | +837 | 6.7% |
| $BRK.B | Berkshire Hathaway Inc.-Class B | 5.86K | $2.81M | -28 | 2.6% |
| $HONA | Honeywell Aerospace Inc | 3 | $2.15M | -1 | 2.0% |
| $AMAT | Applied Materials Inc | 5.24K | $1.79M | +0 | 1.7% |
| $NVDA | NVIDIA Corporation | 9.42K | $1.64M | +70 | 1.5% |
…and 30 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
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How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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