SMA Capital LLC
SEC Form 13F institutional filer · CIK 0002075338
13F-HR · 35 reported holdings · 2026-03-31
Reported long-US-equity value
$0.15B
Top-10 concentration
63.9%
SMA Capital LLC — $154M AUM allocation strategy
SMA Capital LLC files SEC Form 13F and reports $154M of long US equity value across 35 reported holdings for 2026-03-31.
Its largest sector bet is Industrials 81.4%, followed by Materials 13.7% and Consumer Discretionary 2.7%.
The top 10 holdings account for 64% of reported value — a conviction-weighted book concentrated in its best ideas. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
SMA Capital LLC — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$154M
total across 35 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
64% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$CSX +34.7K sh · +$2.39M+$IEX +34.3K sh · +$6.6M+$BA +15.7K sh · +$2.48M
Biggest trims (shares)
−$MLM −7.87K sh · −$5.08M−$NUE −5.86K sh · −$842K−$WAB −5.3K sh · −$304K
Exited to nil (held last quarter, gone now)
$CARR ($5.81M last qtr)$AVY ($5.46M last qtr)$LHX ($5.28M last qtr)$LOW ($5.06M last qtr)$CRH ($4.99M last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Industrial Machinery & Supplies & Components21.2%—
- Electrical Components & Equipment16.5%—
- Building Products13.0%—
- Aerospace & Defense11.4%—
- Construction Machinery & Heavy Transportation Equipment9.9%—
- Industrial Gases9.7%—
- Rail Transportation6.3%—
- Environmental & Facilities Services3.2%—
- Other holdings8.9%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
10 of 10 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $PH | Parker-Hannifin Corporation | 13.9K | $12.5M | +5.41K | 8.1% |
| $JCI | Johnson Controls International plc | 89.8K | $11.8M | -5.15K | 7.7% |
| $AME | AMETEK Inc | 49.9K | $10.7M | -1.11K | 7.0% |
| $BA | Boeing Company | 51.7K | $10.3M | +15.7K | 6.7% |
| $ETN | Eaton Corporation PLC | 28.2K | $10.1M | — | 6.6% |
| $CSX | CSX Corporation | 235K | $9.64M | +34.7K | 6.3% |
| $CAT | Caterpillar Inc | 13.4K | $9.48M | — | 6.2% |
| $FERG | Ferguson Enterprises Inc | 35.7K | $8.32M | +10.7K | 5.4% |
| $IEX | IDEX Corporation | 42.3K | $8.02M | +34.3K | 5.2% |
| $LIN | Linde plc | 15.2K | $7.49M | +2.03K | 4.9% |
…and 25 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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