RM Financial Services, LLC
SEC Form 13F institutional filer · CIK 0002109852
13F-HR · 43 reported holdings · 2026-03-31
Reported long-US-equity value
$0.05B
Top-10 concentration
63.4%
RM Financial Services, LLC — $47.8M AUM allocation strategy
RM Financial Services, LLC files SEC Form 13F and reports $47.8M of long US equity value across 43 reported holdings for 2026-03-31.
Its largest sector bet is Financials 32.7%, followed by Information Technology 19.4% and Energy 6.5%.
The top 10 holdings account for 63% of reported value — a conviction-weighted book concentrated in its best ideas. The sector and industry splits below are of the same reported value. Track quarter-over-quarter adds, trims, new positions and exits below — sourced from SEC 13F filings, public domain.
RM Financial Services, LLC — latest SEC 13F insights
Reported long-US-equity value (13F AUM)
$47.8M
total across 43 reported holdings · 2026-03-31 · excludes shorts, cash, non-US
Top-10 concentration
63% of value
higher = narrower conviction; lower = spread / hedging
Biggest adds (shares)
+$IVZ +13.7K sh · +$1.94M+$TROW +8.52K sh · +$197K+$VTI +973 sh · +$176K
Exited to nil (held last quarter, gone now)
$ABBV ($217K last qtr)$MCO ($204K last qtr)$SPY ($202K last qtr)
Sector allocation (share of reported value)
each slice is a share of the reported long-US-equity value — smaller sectors and the rest of the book roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Industry allocation (share of reported value)
- Asset Management & Custody Banks27.7%—
- Technology Hardware, Storage & Peripherals8.2%—
- Transaction & Payment Processing Services5.1%—
- Oil & Gas Exploration & Production4.1%—
- Semiconductor Materials & Equipment3.6%—
- Communications Equipment3.6%—
- Construction Machinery & Heavy Transportation Equipment3.3%—
- Air Freight & Logistics3.1%—
- Other holdings41.4%—
the finer GICS cut of the same book — same denominator — smaller industries roll into “Other holdings”
Qtr shift = share-point change vs the prior quarter's filing — first period tracked for this filer; the column fills in with the next quarterly refresh.
Top S&P 500 holdings
9 of 9 rows · sorted by Value ↓
| Ticker | Holding | Shares | Value | Δ QoQ | Weight |
|---|---|---|---|---|---|
| $IVZ | Invesco Ltd | 116K | $11.6M | +13.7K | 24.3% |
| $AAPL | Apple Inc | 15.4K | $3.92M | -333 | 8.2% |
| $COP | ConocoPhillips | 14.9K | $1.97M | -1K | 4.1% |
| $AMAT | Applied Materials Inc | 5.04K | $1.72M | -108 | 3.6% |
| $V | Visa Inc | 5.63K | $1.7M | +1 | 3.6% |
| $TROW | T. Rowe Price Group Inc | 45.5K | $1.6M | +8.52K | 3.3% |
| $CAT | Caterpillar Inc | 2.19K | $1.55M | -20 | 3.3% |
| $UPS | United Parcel Service Inc | 15K | $1.48M | +433 | 3.1% |
| $GOOG | Alphabet Inc. Class C Capital Stock | 4.75K | $1.37M | +0 | 2.9% |
…and 34 more holdings in the full 13F filing (top positions only shown).
SEC Form 13F data sets · public domain · 45-day filing lag · >$100M AUM managers · as reported
← All 13F filers·← QuantOrb.pro
How to read Δ QoQ — the five insight categories, and the caveats
The categories. Analysts, quants and retail traders look past total portfolio value to isolate actionable signals. Five categories matter.
Conviction & concentration shifts
New positions vs complete exits — a brand-new stock signals high conviction; a full liquidation suggests a broken thesis or tax-loss harvesting. Aggressive sizing — look at share count, not dollars: a 20% share increase during a drawdown is strong dip-buying. Concentration — a narrowing top-5/10 means conviction; spreading capital across more names means hedging.
Sector & macro allocation rotations
Aggregating Δ QoQ moves across sectors shows where smart money is leaning in or sneaking out — rotating out of growth into defensives or energy, for example. The fund's total long equity exposure quarter-over-quarter is a proxy for overall institutional risk appetite.
Crowding & smart-money consensus
When several managers initiate or expand the same stock in the same quarter, that is institutional consensus. Contrarian reads: top pickers buying hard into a beaten-down name the market is selling.
Derivative & option overlays
Reported call/put changes indicate whether managers are adding downside hedges or leveraging upside exposure. Note: a long increase may be half of a market-neutral pair trade.
Who reads this
| Retail "cloners" | High-conviction ideas to replicate ~45 days after quarter-end. |
| Corporate IR | Which funds bought or dumped the stock, before the next call. |
| Quant / algo traders | Cross-sectional factor inputs: flow, momentum, ownership. |
Four caveats before you trade on it
- 45-day lag — holdings are quarter-end; positions may already be closed.
- Long-only — 13Fs miss shorts, pair trades and cash.
- No non-US / fixed income — the picture is US equities plus options.
- Corporate actions — splits and spinoffs distort raw share deltas.
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